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  • ‘Petropolitics’ and the price of freedom

    A crowd of demonstrators participating in a protest against the ongoing use of weapons by rebel militias inside Tripoli and accompanying atmosphere of lawlessness wave banners demanding disarmament and the creation of a national army. The newly-formed Libyan government is struggling to assert itself over the disparate power actors who emerged over the past year.

    A crowd of demonstrators participating in a protest against the ongoing use of weapons by rebel militias inside Tripoli and accompanying atmosphere of lawlessness wave banners demanding disarmament and the creation of a national army. The newly-formed Libyan government is struggling to assert itself over the disparate power actors who emerged over the past year.

    As the price of oil goes down, the pace of freedom goes up… As the price of oil goes up, the pace of freedom goes down…” So says New York Times columnist Thomas Friedman, who argues that the first law of ‘petropolitics’ is that the price of oil and the pace of freedom are inversely correlated in countries “totally dependent on oil” for economic growth. Friedman’s attempt to link economic oil dependency and political freedom is an interesting one, which could go some way towards explaining why many of the world’s top oil-exporting countries are governed by heavy-handed authoritarian regimes. However, the correlation between recent oil price spikes and anti-authoritarian action – particularly in the Arab Spring – challenges Friedman’s assessment.

    Rather than being driven by drops in oil revenues for authoritarian regimes, popular unrest and armed resistance  in countries such as Libya may in fact be correlated with the price of oil remaining high. Inward pressure caused by oil price spikes on petroleum-fuelled supply chains for basic commodities can exacerbate already harsh living conditions, galvanising rebel factions to form a unified anti-authoritarian front against a regime that can no longer ensure price stability for essential goods. This seems true of the 2011 uprising in Egypt (the world’s largest wheat importer), as bread prices rose drastically following the doubling of global wheat prices between June 2010 and February 2011. The impact of high oil prices on the production, shipping and distribution of staple commodities such as corn and wheat – both of which saw severe price escalations of near 40% in 2008 – can lead to social unrest and, in the case of Egypt, the toppling of an authoritarian regime.

    High oil prices mean freedom on the rise?

    Since December 2010, when mass protests began gathering steam in Tunisia, oil prices have remained consistently high, hovering at $82 per barrel. Is it a coincidence that in September 2011, when rebels overtook the coastal town of Bani Walid, one of Colonel Gaddafi’s last strongholds, oil was just above $82 per barrel and the FAO food price index had reached a ten-year high? While oil revenues may be a temporary source of political stability for some authoritarian regimes, the pressure of increasing price volatility on supply chains, due to scarcity in supply, can convert to instability downstream as oil prices have a compounding impact on food prices. Indeed, in December 2010 just a week before the self-immolation of Tunisian food vendor Mohamed Bouazizi, New England Complex Systems Institute a Cambridge-based organisation comprised of faculty from Harvard, MIT and Brandeis, warned the US government that global food prices were about to cross a socially dangerous threshold. If anti-authoritarian action is any indication of freedom ‘on the rise’ then high oil prices in oil-dependent states are at least one major factor.

    Of those countries mentioned in the International Energy Agency’s 2011 list of top oil exporters, ten out of fifteen are classed by Freedom House as ‘Not Free’. Freedom House, ‘an independent watchdog organisation dedicated to the expansion of freedom around the world’, base their rankings on two broad categories: political rights and civil liberties. The former they define by a country’s electoral process, degree of political pluralism and level of participation/ functioning of government; the latter by degree of freedom of expression and belief, associational and organisational rights, rule of law, and personal autonomy and individual rights. The irony, according to Friedman, is that Western dependence on oil imports from countries which are ‘Not Free’ has channelled revenues to authoritarian regimes that oppose freedom. This paradox undermines Western credibility as champions of democracy. In a post-9/11 world, where militant extremists reportedly seek safe harbour in oil-exporting states like Saudi Arabia, the consequences of Western oil dependency undermine the West’s long-term security goals. But, when it comes to Friedman’s equation for ‘petropolitics’, the reverse may actually be true. Recent events such as the Arab Spring demonstrate that as the price of oil rises, impacting staple commodity prices, so too does the need for change – change that is blocked by Western dependence on remaining regimes.

    Bottom-of-the-barrel security

    Western countries reliant on fossil fuel imports from nations ruled by authoritarian regimes are suffering from a crisis of legitimacy – a crisis which could render us more insecure in the long term. In Algeria, where the Arab Spring has not resulted in full on revolution, violent extremists recently made their presence felt at the ‘In Amenas’ gas plant, brutally murdering 37 expatriate workers. The plant, which is jointly operated by BP, Norway’s Statoil and Algerian state oil and gas company Sonatrach, is a major supply source for Western markets. Algeria is responsible for roughly 12.2 billion barrels of crude oil reserves. 85% of Algeria’s oil exports are destined for European and North American markets. Under the leadership of Abdelaziz Bouteflika, whose five year executive terms are renewable indefinitely, Algeria certainly does not rate highly on the list of Freedom House ‘Freedom Ratings’. Military and intelligence services strictly monitor and interfere with open elections. But the Arab Spring may not ever reach Algeria precisely because of the stability brought to the country by a Western-funded heavy-handed regime, which goes to great lengths to protect the general population from militant Islamist extremists and pro-democracy activists alike. Saudi Arabia and UAE are governed by similarly oppressive regimes; regimes which subvert democracy in favour of ‘stability’. Both supply oil and gas to the West. Both benefit from revenues gained through Western dependence in spite of their heavy-handedness.

    Interests versus values

    The Arab Spring has been full of unfortunate surprises linking former and current administrations to corrupt leaders. Photos of a smiling Tony Blair, getting up close and personal with much maligned Colonel Gaddafi, were a hit in the mainstream press as well as online following the collapse of his regime. Not long before that, the Bush Family’s close ties to the Saudi royal family did little to lend credence to their Middle East pro-democracy campaigns in the early 90s and 2000s.

    Germany is in a similarly awkward position as the the largest energy consumer in Europe, with oil making up 38% of Europe’s overall consumption in 2011. Germany is Russian state-controlled energy giant Gazprom’s biggest European customer with 34% of total sales volume of Russian ‘blue fuel’ destined for German markets last year. There was therefore more than a hint of hypocrisy in Angela Merkel’s recent remarks during a visit by Vladimir Putin to a trade fair in Hanover that Russia ‘needs more NGOs’. The statement was made in regards to a Russian law passed last year requiring all NGOs that receive overseas funding to register as  ‘foreign agents’. Topless Ukrainian activists from the pro women’s rights group ‘Femen’ made their presence felt at the trade fair, drawing attention to  Russia’s crackdown on civil society groups and independent media organisations. Russia’s authoritarianism is a key element of the Putin government, but the issue arguably receives little mainstream coverage in the West compared to the Middle East.

    Germany and, by extension, Europe’s de facto dependence on Gazprom to meet their energy needs provides yet another example of why Western countries need to seek develop a more sustainable energy security strategy. It is difficult to legitimately champion broad concerns about upholding civil protections, when some of your largest business partners engage in the shadowy practice of denying basic freedoms to their own citizens.

    Renewable energy… and freedom?

    In light of the above we can welcome new approaches to energy security, which are aimed at reducing dependence on fossil fuel imports from authoritarian states. The Obama Administration’s ‘All of the Above’ energy strategy, as well as the pragmatism which the European Union, led by Germany, has shown in pushing forward a low carbon agenda are both steps in the right direction. Obama has pledged to double American energy efficiency by 2030, setting aside $2 billion over 10 years to support research into ‘a range of cost-effective technologies’, including electric vehicles, domestically-sourced biofuels, fuel cells, and domestically-produced natural gas. The plan also includes scope for reducing oil imports, while boosting renewable electricity generation from wind, solar and geothermal sources. Although Obama’s plan is far from low carbon, it shows promise. By comparison the UK Government, which at one time pledged to be the ‘greenest government ever’, has attempted to push forward its nationwide low carbon transition through the establishment of a Green Investment Bank. However, fairly recent public squabbles in the UK between Ed Davey, Secretary of State for Energy and Climate Change and Chancellor George Osborne the UK’s finance minister, have called that agenda into question.

    Friedman’s claim of an inverse correlation between high oil prices and authoritarianism is flawed. But his point about ‘petropolitics’ is still crucial to security, not only because he tries to link oil price fluctuations to authoritarian politics, but also because he highlights how Western dependence on foreign oil provides significant revenue streams on which remaining authoritarian governments can rely. It is also important to point out that as the global price of oil becomes more volatile due to price instability (see: ‘peaky behaviour’) the economic stability of authoritarian regimes that have consolidated their power bases around fossil fuels will almost certainly erode. Moreover, as the impact of oil prices continue to destabilise staple commodity prices, authoritarian regimes will almost certainly come under increasing pressure from their own populations to step down. Western countries that have formed dubious partnerships with these regimes in order to meet their energy security needs will risk further embarrassment when these regimes are toppled by the inevitable anti-authoritarian movements. Western leaders might then stand by and wait to pick a winner – a dubious strategy at best – in order to ensure that supply shipments are not further destabilised. But is this sustainable?

    Renewable energy is not the most obvious factor for bolstering the strength of nations. But it is fast becoming clear that Western dependency on fossil fuel imports from countries governed by heavy-handed regimes cannot go on. The International Energy Agency has recently announced that power generation from renewable sources worldwide will exceed that from gas and be twice that from nuclear by 2016. That’s a positive sign. As for oil, we will have to wait and see. But if the restoration of Western legitimacy as champions of the “free world” is a top priority for Western leaders, then more support for domestic renewable energy growth is essential.

    Phillip Bruner is Founder of the Green Investment Forum and a guest lecturer in global political economy at the University of Edinburgh

    Image source: United Nations Photo

  • What next for Iran? Foreign Policy after a Nuclear Agreement

    Following President Rouhani’s success in last August’s election, relations between the United States and Tehran have improved substantially, partly because of the election result but also because the Obama administration has a more positive view of Iran. There is no guarantee that the US election in 2016 will result in an administration sympathetic to further progress. This element of uncertainty will be factored into the policy-making process of the Rouhani administration. Even so, prospects for a negotiated settlement to the nuclear issue are the best they have been for a decade and it follows that if an agreement is concluded, this is likely to have a pronounced effect on Iranian foreign policy as it finds itself in a more positive international environment.

    The Ahmadinejad Legacy

    President Luiz Inácio Lula da Silva is greeted by the president of Iran, Mahmoud Ahmadinejad. Source: Wikipedia

    President Luiz Inácio Lula da Silva is greeted by the President of Iran, Mahmoud Ahmadinejad. Source: Wikipedia

    The flamboyance and the sometimes inflammatory rhetoric of the Ahmadinejad administration (2005-13) disguised a pragmatic foreign policy that combined a degree of confrontation on the nuclear issue with the enhancing of contacts with many countries across the global south, including left-leaning states in Latin America and numerous states in sub-Saharan Africa. It also sought to maintain reasonable links with Russia and China while limiting links with the West. While acceptable to much of the “Iranian street”, it was at odds with the liking of elements of western culture by young Iranians and the nuclear issue was deeply problematic in terms of the impact of sanctions.

    While much is made of their role in bringing Rouhani to power and then to the negotiating table, the reality is rather different. Sanctions were effective, in part, because of the parallel impact of internal economic mismanagement by the Ahmadinejad government. Thus, if the Rouhani government improves the management of the economy then even the modest sanctions relief already promised will combine to enable the government to benefit through early respite from recent economic woes.

    One other key factor is that Iran’s standing in the region, including the Arab world, has been damaged by its support for the Assad regime in Syria. Under Ahmadinejad, Iran saw the Assad regime as a strong and necessary ally, especially in combination with the Maliki government in Iraq. But as the war in Syria has worsened, and as the violence in Iraq degenerates towards a civil war, many states blame Iran. Regional powers such as Saudi Arabia and Egypt hold Iran partly responsible for the violent suppression of the Sunni majority in Syria, and states beyond the region believe Iran bears some responsibility not just for that but also for the possible spread of the war to Lebanon.

    Conservative Strategy

    Hassan Rouhani speaks in Mashhad during his presidential campaign

    Hassan Rouhani speaks in Mashhad during his presidential campaign Source: Wikimedia

    Rouhani’s victory was singularly impressive in that he gained an absolute majority on the first ballot against four relatively conservative opponents on a 72% poll turnout. While this has given him considerable authority, most power still lies with the Supreme Leader. However, Ayatollah Khamenei has to be aware of the popularity of Rouhani, a matter made more difficult for him by Rouhani’s preference for avoiding a personality cult. While the election gave Rouhani a clear mandate for negotiating with the US, conservative elements are regrouping.

    For these elements a particular concern is the election of the Assembly of Experts – the parliamentary upper house, which selects the Supreme Leader – that are due in September this year. Their fear is of a buoyant Rouhani government that will damage conservative prospects still further following last year’s reversals. It appears to be for this reason that they have sought to persuade the Supreme Leader to expand the negotiating team at the Syria peace talks in Geneva to include more hard-line elements and to have a Majlis (parliamentary) oversight body for the whole process. This would be dominated by conservatives. Rouhani’s Deputy Foreign Minister, Seyed Abbas Araqchi, has stated officially that the negotiating group remains accountable to the Supreme National Security Council, not a Majlis body, but there are reports of more members recently being appointed to the group.

    What this means is that the Rouhani government will have a strong interest in developing policies that are attractive to the domestic constituency as soon as possible. The emphasis will undoubtedly be on the nuclear issue and getting further sanctions relief which, in combination with better economic management, could ensure palpable improvements in the economy and consequent political popularity. This, though, is not enough and liberalising economic reforms such as removal of subsidies may even exacerbate short-term economic difficulties. It follows that the Rouhani government will be looking closely at ways of increasing Iran’s standing in the region and beyond.

    Developing Foreign Policy: Iran in the world

    A key aspect of the Iranian outlook is a belief in Persia’s very proud history, one that extends over thousands rather than hundreds of years, and the consequent belief that Iran has not been realising its potential as one of the world’s potential great powers. This view of historic greatness transcends religion, even if Iran sees itself also as the centre of the Shi’a Muslim world. Iran has a population of 80 million, a little less than Egypt at 85 million and Turkey at 81 million. Egypt has formidable internal problems and a weak non-oil-based economy; Turkey is far stronger in terms of economy, even if it, too, lacks significant fossil fuel reserves. Since its 2013 counter-revolution, Egypt is also increasingly reliant on Saudi Arabia, Iran’s greatest rival for influence in the Gulf and wider Middle East.

    Iran has all the problems of a near-moribund economy but has remarkable potential for development given that it has close to 10% of world oil reserves and 15% of gas reserves. The latter is largely shared with Qatar because of the huge reserves under the Gulf. There have so far been few problems of delineating boundaries – indeed relations with Qatar remain quite good despite major differences on other issues such as Syria, where Qatar, with Turkey, strongly backs the anti-Assad rebellion.

    Asia or Europe?

    Iran Foreign Minister Javad Zarif walks with EU High Representative Catherine Ashton at the EU +3 and Iran talks, November 2013.

    Iran Foreign Minister Javad Zarif walks with EU High Representative Catherine Ashton at the EU +3 and Iran talks, November 2013. Source: EEAS (Flickr)

    The issue for Iran relates largely to where it seeks to develop its economic and political alliances. To the immediate east the borders with Afghanistan and Pakistan are hugely significant, especially in the case of Afghanistan where opium and refined heroin smuggling across the border has cost the lives of hundreds of Iranian border guards. Iran has close links with the north-west parts of Afghanistan and has no liking for the Taliban. It is suspicious of Pakistan because of radical Sunni Islamist elements within the state, its long-term support for the Taliban, close security ties to Saudi Arabia and the precarious security predicament of the Pakistani Shi’a community, but still seeks to improve relations, not least through exporting gas. The originally planned Iran-Pakistan-India pipeline is going ahead as far as Pakistan. Iran will further increase its links with Afghanistan, where it has greatly increased aid in recent years, especially to projects in the north-west of the country.

    India and China are both significant importers of Iranian oil and gas and China has been particularly useful to Iran in two respects. One has been long-term investment in the development of new oil and gas fields, and it remains much appreciated that China persisted with this when relations with the US were at their lowest. The other has been China’s supply of carefully selected weapons, especially shore-based anti-ship cruise missiles. Iran will maintain close links with China, but will not eschew improved relations with India, seeing it as a useful counter-balance to Pakistan.

    The links with southern and eastern Asia will remain highly significant in terms of Iranian foreign policy but it is already clear that a priority will be to improve relations with neighbouring Turkey, already demonstrated by the meeting between Foreign Ministers Mohammad Javad Zarif and Ahmet Davutoglu in Tehran last November. In spite of considerable differences over Syria, the countries have good relations in other respects, and Turkey’s past role in trying to defuse the nuclear issue remains appreciated. Trade relations between Iran and Turkey have expanded greatly in the past decade.

    It is highly likely that Iran will seek a much closer relationship with Turkey, seeing the two countries together comprising an axis of influence linking Europe and Asia. The Turkish attitude to this is likely to be very positive, seeing it as a useful factor in increasing Turkey’s significance for the European Union. This does mean that the Rouhani government has an added interest in seeing a scaling down of the Syrian War. It is probable that a Turkey/Iran connection is more important to Tehran than the much vaunted Lebanon/Syria/Iraq/Iran “Shi’a crescent”.

    The rivalry with Saudi Arabia remains pervasive and is a crucial proxy element in the Syrian conflict but Rouhani’s personal links with Saudi diplomats in the past, combined with Iran’s need to see the war scaled down, means that even here there may be potential for progress. Further improving relations with the US will be a priority but the Rouhani government recognises the risk of sudden changes in US leadership in less than three years time. This means that European links remain useful but Iran does not look to the west to ensure its standing in the world. Turkey, China and India are more significant and this will remain as long as Rouhani is in power. Of these, Turkey is probably the most important.

    Implications

    Rouhani has barely a year all told to build on the considerable support he gathered last year, and this is against a background of entrenched conservative and theocratic elements that will work hard to limit his capacity. While he will give ground on nuclear issues and may work towards a Syrian settlement, if Iran is allowed to participate in Geneva ll, there is a risk that this can be presented by his opponents as a sign of weakness. Economic progress might blunt this but an additional way forward is to engage in a much more active foreign policy. One consequence of such a shift to the north and east is that Iran may not see Europe as important to its interests to the extent that Europe sees Iran. This is a reflection of more general global changes, bringing its own challenges.

    Paul Rogers is Global Security Consultant to Oxford Research Group, for which he writes monthly security briefings.  He is Professor of Peace Studies at the University of Bradford and author of numerous books including ‘Beyond Terror’. Paul writes a weekly column for openDemocracy  and tweets regularly at @ProfPRogers.

    Featured image: President Rouhani delivers remarks at the Hilton Hotel in New York City, September 2013. Source: Asia Society (Flickr)

  • DU-turn? The changing political environment around toxic munitions

    DU-turn? The changing political environment around toxic munitions

    Is the US backpedalling on its use of depleted uranium (DU) rounds? There are indications that the use of these highly toxic munitions could increasingly be a political liability for the US, with countries affected by DU, like Iraq, other UN Member States, and populations in contaminated areas all expressing concerns over its use and impact. But stigmatisation, although important, is not enough on its own – in order to make sustained progress on accountability and in reducing civilian harm, a broader framework that addresses all toxic remnants of war is needed.

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    Drone-tocracy? Mapping the proliferation of unmanned systems

    While the US and its allies have had a monopoly on drone technology until recently, the uptake of military and civilian drones by a much wider range of state and non-state actors shows that this playing field is quickly levelling. Current international agreements on arms control and use lack efficacy in responding to the legal, ethical, strategic and political problems with military drone proliferation. The huge expansion of this technology must push the international community to adopt strong norms on the use of drones on the battlefield.

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  • Geneva II: Prospects for a Negotiated Peace in Syria

    Geneva II: Prospects for a Negotiated Peace in Syria

    The recent announcement that the so-called Geneva II conference would finally convene on 22 January 2014 is overdue but good news. What are the chances of it bringing peace? With an interim deal signed on Iran’s nuclear programme, Richard Reeve discusses what chance the great powers, Middle Eastern diplomats and the mediators of Geneva have as they turn their attention to ending the war in Syria.

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  • Trident – Why I Changed My Mind About the UK’s Nuclear Weapons

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  • What the Environmental Legacy of the Gulf War Should Teach us

    The Ukraine conflict’s legacy of environmental damage and pollutants

    One year after violent conflict began, information is now emerging on the specific environmental impact of war in Ukraine’s highly industrialised Donbas region. Although obtaining accurate data is difficult, indications are that the conflict has resulted in a number of civilian health risks, and potentially long-term damage to its environment. In order to mitigate these long-term risks, international and domestic agencies will have to find ways to coordinate their efforts on documenting, assessing and addressing the damage.

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  • Security Sector Roles in Sexual and Gender-based Violence

    Democratic Republic of Congo’s sexual violence epidemic is not only a weapon of ongoing violent conflict but an expression of entrenched systemic problems. Indeed, sexual and gender-based violence (SGBV) is most commonly perpetrated by the security services in place to protect civilians. In Quartier Panzi in South Kivu province, innovative processes of security sector reform and strengthened police-civilian channels of communication may be providing an opportunity for change.   

    Meeting of victims of sexual violence in the Walungu, South Kivu in Democratic Republic of the Congo. Source: Wikipedia

    Meeting of victims of sexual violence in South Kivu,  Democratic Republic of the Congo. Source: Wikipedia (from USAID)

    Quartier Panzi—the populous, restive neighborhood of Bukavu, South Kivu province—is renowned in international development circles as the ground zero of the Democratic Republic of Congo’s sexual violence epidemic. Rape as a weapon of war is not so much perpetrated by enemy forces but, most often, by the very parties sent by Kinshasa to protect and serve civilians. Much as Selma, Alabama was to the American civil rights movement, Panzi’s ongoing tragedy has transformed the area into a vibrant arena for grassroots opposition and international solidarity in the fight to restore women’s bodies and lives. Women’s organizations have formed to denounce continued abuses and government denial, to reverse cultural stigmas around female culpability in rape, and to demand trial for Congolese security forces suspected of sexual abuses.

    The courage and commitment of Dr. Denis Mukwege, chief gynecologist at Panzi Hospital and twice nominated for the Nobel Peace Prize, is emblematic of this resilience. International networks like V-Day and Women for Women International support these local actions and fund sanctuaries for survivors, such as the City of Joy. These innovations aim to be restorative and empowering for survivors, focusing on the crisis as experienced by women and girls, offering healing and vocational training options otherwise non-existent. However, the causes of this specific form of cruelty and degradation, rooted in violent masculinities and impunity among security actors, remain unaddressed.

    Rewiring the security sector

    Congolese soldiers march in Walikale, DRC, 2011. Source: ENOUGH (Flickr)

    Congolese soldiers march in Walikale, DRC, 2011. Source: ENOUGH (Flickr)

    Like any deep malaise, Congo’s rape crisis is but one expression of entrenched, systemic problems. Local witnesses, security analysts and medical professionals who treat survivors present overwhelming evidence that the primary perpetrators are uniformed Congolese security actors. A weak justice system may be responsible for the failure to discipline or punish perpetrators, but the sources of this behavior lie within the security sector itself. Accessing the security elite, Congo’s infamous ‘black box’, is notoriously difficult. As a result, very little analysis exists of the problem from the perpetrators’ perspective: analysis and evidence that deciphers the institutional culture and internal organization of the security sector, or that maps relations between senior officers, politicians and economic actors. By design, opacity reigns supreme.

    A variety of international donors support the national army and police with numerous ‘train and equip’ initiatives, an international cooperation model unchanged since the Cold War.These ‘security development’ partnerships aim to strengthen national capacity through field and classroom training and equipment upgrades; behavior change and public accountability are not part of the approach. Within the security services, there is typically an absence of civilian oversight, and widespread rent-seeking and illicit trade in protected flora, fauna and minerals, but no questions are asked by international partners, as diplomacy and formality dominate.

    Supply-side approaches such as these long pre-date the advent of ‘security sector reform’ among development actors, which does seek behavior change and greater accountability. The older aid modality remains popular with the Congolese leadership because it expressly avoids any calling to account or inculcation of security as a public service and legal right.

    There is state and donor complicity in all of this. Strength without constraint or accountability defines the DRC’s security sector today. Its predatory practices range from unchecked rape and pillage in the East to the repression of free speech and public inquiry, as witnessed by the 2010 murder in Kinshasa of prominent human rights activist, Floribert Chebeya. To placate critics, a military tribunal mounted a kangaroo court in the wake of the murder; the film documenting and exposing its empty theatrics, L’Affaire Chebeya, Un Crime d’Etat, remains banned in Congo.

    Such officially sanctioned practices and attitudes are salient features of the Congolese state since independence, and well known to all Congolese. In the early 1970s, President Mobutu Sese Seko began encouraging civil servants and security forces to ‘feed on the population’ (“Population baza bilanga ya bino). Anecdotes such as these are more than flippant asides; they explain the persistent appeal of this patrimonial compact (across four chapters of Congolese leadership: Mobutu, Kabila père, transitional government, Kabila fils) as a declaration of complicity between political elites and the entire public sector. In its truncated audacity, this single utterance reconfigures and reduces the entire means and ends of the state to elite enrichment and group impunity.

    In Panzi, armed crime and physical/sexual assault reached unprecedented levels in the aftermath of the primary war in South Kivu province. State security had long colluded with local armed gangs, and popular recourse options ranged from individual vengeance to military tribunals, as civil courts are unreliable. Mob justice is also widely practiced. The formation of neighborhood watch groups raised local hopes for improved safety (e.g. SAJECEKForces Vives). Despite their initial popularity, they soon joined local police and armed gangs in perpetrating the very crimes they first sought to oppose.

    How urban police understand this license to extort and harass the population, and the higher interests these practices serve, has been well captured and analyzed by Maria Eriksson Baaz and Ola Olsson. Transforming Congo’s security sector from inside is an elusive challenge, and donors are struggling to develop the programmatic savvy, influence and access to inspire the necessary political will.

    Demand for reform

    Community meeting in Kananga, DRC, where security officials and civilian leaders converse directly with local community leaders. Source: DAI Europe (with permission)

    Community meeting in Kananga, DRC, where security officials and civilian leaders converse directly with local community leaders. Source: DAI Europe (with permission)

    The UK’s Department for International Development (DFID) has experimented with alternative supply-and-demand models of public sector reform, and is applying these to the Congolese National Police (PNC). According to this strategy, supply-side ‘train and equip’ assistance targets weak service areas, including the prevention of and response to sexual and gender-based violence (SGBV). This is complemented by efforts to mobilize popular demand for more responsive policing at the community level.

    A particular understanding of the partner institution, the PNC, informed this theory of change. This included the hypothesis that payment of regular salaries would not end extortion and rent-seeking (’tracasseries’) by the PNC, given the scale of these rackets and the enormous sums they generate. With no compelling alternative on offer, and as long as ‘reform’ is understood to involve replacing tracasseries with ‘protecting and serving’, change will elude would-be reformers. Given that such arrangements will not change in the forseeable future, the more nuanced strategy accommodates the reality of low, irregular salaries and uniformed extortion for the foreseeable future, and seeks behavior change through increased public-police interaction. Faster paced improvements in human security and responsive policing began emerging on the demand side of the pilot sites, including Bukavu and Quartier Panzi in particular.

    Launched in Bukavu, Matadi and Kananga in 2009, the Security Sector Accountability and Police Reform Programme (SSAPR) is distinct for coupling its community policing approach with regular neighborhood meetings (forums du quartier) where locally appointed representatives voice their security concerns, identify emerging threats and suspects. It is common for community policing programs to seek a more responsive, service-oriented local police, but SSAPR is distinguished by its effort to cultivate citizen networks at the most local level to identify and articulate their fears, threats and suspicions forward to the actors most able to respond. Police officers, urban administrators, local community and neighborhood leaders then meet regularly in informal, local security councils to discuss proposals for containing a threat or resolving a violent dispute, as equipment and manpower are often lacking. Initiated entirely informally, these experiments in public relations gradually began to change expectations, reinforce collaboration and gain momentum.

    Concurrently, the National Parliament submitted a motion to formalize the Conseils Locaux pour la Sécurité de Proximité(or CLSP, finally passed in late 2013), which recognizes the right of civilian representatives to participate in official security discussions at the municipal level. Over three years, SSAPR legal advisers worked with national parliamentarians to build support and draft a bill. Given the long-standing animosity between politicians and civil society, this new décret was a highly significant opening. The platform has since been incorporated into other police reform efforts (such as the European Union’s EUPOL) that also understand SSR in the Congolese context as primarily a governance challenge requiring civilian involvement.

    SGBV DRC 2

    Community meeting in Kananga, DRC, where security officials and civilian leaders engage directly with local community leaders. Source: DAI Europe (with permission)

    Raising security problems through the CLSP increased dialog between communities and security officials, but who would represent the civilian side? In rough urban neighborhoods like Panzi, citizens experience a host of threats, not all of them equally or in the same way. The SSAPR helped Panzi neighborhood chiefs and community leaders coordinate an informal system whereby youth, women and men would alternately represent their community concerns first to a forum de quartier, then directly on to the CLSP. This neighborhood dynamic continues today across Bukavu’s three communes.

    Making Progress?

    These are small steps toward a more accountable security sector and restored public trust, but has sexual assault around Panzi declined as a result? Recently the SSAPR helped a women’s NGO organize a nocturnal walk through several Bukavu neighborhoods, including Panzi, to record their own safety concerns as well as those of women and girls met along the way. In a recent meeting, NGO members insisted they would never before have visited these neighborhoods, particularly at night, but that the chance to report their findings to a receptive and interested police commisariat justified the risk.

    In response, new light fixtures are planned in darkened alleys where assaults have occurred, and patrols redirected to suspicious areas noted by the NGO delegation. In another pilot city, Kananga (Kasai Occidental), assaults on women and girls who were walking long distances to fetch water, often at night, decreased dramatically after local women lobbied for regular police patrols in these areas. This, in itself, was indicative of a greater local confidence in the police as protectors.

    Community police units are involved in implementing these changes, but they represent a small minority of the PNC. It is unknown if these lower rates of sexual violence are attributable to behavior change among uniformed security or if the increased patrols and better lighting are deterring other possible assailants. Retrospective studies have been conducted, but no consensus exists on the total quantitative extent of SGBV in DRC, where just one in twenty cases is thought to be reported to authorities. Nor are cases raised with the police guaranteed to be registered or pursued. Impunity persists due to a weak national justice system, as well.

    Other insights emerge from this experience, particularly around ‘bottom-up’ approaches to renewed legitimacy in fragile states. In the DRC, where central government continues to stall on commitments to decentralization and provincial institutions exploit this limbo (enrichment via parallel markets; legal and financial opacity) leaving communities in the breach, these small successes show that by investing at the periphery—that most-local interface where citizens and public service providers meet in person—bridges of trust and respect can be built through participatory problem solving. Communities can show resilience and security services can prove they are responsive and effective.

    Edward Rackley is a Security and Governance consultant for the World Bank, based in Washington DC. He provides periodic technical and strategic advice to the SSAPR program via DAI Europe, one of the program’s managing agents. (The views expressed in this article are not necessarily those of these institutions.)

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