Historically, permanent members of the UN Security Council have variously rejected the idea that it was the proper venue to address international cooperation on climate change. The notable cooperation between China and the United States to secure the Paris Agreement, however, may signal a greater openness to UNSC climate securitization, including the creation of a UNSC-enforced Climate Court.

Paris and Binding-Voluntary Climate Obligations

The UNFCCC was finalized at the 1992 Rio Summit amidst significant North/South contestation. The 1997 Kyoto Protocol codified this arrangement with legally binding obligations for the global North, and no clear schedule for obligations for the global South. The US Senate made it clear, however, that it would not agree to treaty obligations that exempted the emerging economies. This, coupled with the continued refusal by the developing world to accept legal obligations, produced an entrenched diplomatic gridlock.

Initiated by the voluntary 2009 Copenhagen Accord, the 2011 Durban Platform saw agreement on the need for obligations “applicable to all,” which framed the 2015 negotiations that culminated in Paris this past December.

Image of closing ceremony of the twenty-first session of the UN Framework Convention on Climate Change, December 2015. Image by UN Photos.

Agreed by a consensus of 196 nations at the 21^st Conference of the Parties to the UNFCCC, the Paris Agreement (COP 21) provides no legally binding emissions reduction obligations. However, it did produce a hybrid agreement (with a mix of voluntary and binding obligations) that is applicable to all parties (breaking the firewall between developed and developing states) for the post-Paris climate regime.

The architecture is remarkably simple; all states are asked to volunteer the emissions targets they are able to meet, and then agree to be bound by transparency obligations and to take stock of their commitments at regular intervals. These legal responsibilities provide a ratchet mechanism for states to increase ambition in the knowledge their competitors’ commitments will also be monitored.

The Paris Agreement creates a solid foundation upon which to build a strong climate regime because it assumes that all states finally share an interest in participating in the reduction of global carbon emissions.

Frustration, Securitization, and the Judicial Route to Climate Obligations

In response to the frustration of many years of gridlock, norm entrepreneurs have argued that the security threat from climate change is sufficiently large that we should impose obligations on uncooperative polluters. The international community should, in other words, set aside traditional notions of sovereignty (not unlike the Responsibility to Protect) and impose international obligations on the domestic regulatory policies of nation states.

With multilateral negotiations unable to allocate a suitable distribution of climate rights and responsibilities, numerous proposals have argued that we should delegate that legislative authority to international courts.

Bolivia, for example, proposes a Climate Justice Tribunal that punishes climate criminals for their historic carbon emissions. It would strenuously enforce the “common but differentiated responsibilities” approach of the UNFCCC and the Kyoto Protocol. As such, China and the other high-emitting emerging economies would remain exempt from prosecution.

There are a number of groups calling for the crime of Ecocide to be included in the Rome Statute of the ICC. This mechanism would seek to prosecute individual corporations, and potentially states, for environmental damage and presumably excessive carbon emissions. Jurisdiction over corporations garners support for this initiative from many in the environmental movement, but as it would apply equally to state-owned enterprises in the developing world this amendment is unlikely to be ratified by two thirds of the ICC membership. Crucially, of course, the largest carbon emitters (the United States and China) are not parties to the ICC.

As an alternative to contentious cases, the ICJ may be called upon to provide advisory opinions at the request of the UN General Assembly. In theory, this route may offer valuable clarification of general principles of international law, but advisory opinions are not considered binding, perhaps especially on great powers.

The geopolitical reality ignored by these proposals is that, unless states consent to be bound, the only existing international institution with the power to impose binding obligations on all states and enforce them in a credible manner is the UNSC.

Climate Securitization and UNSC Legislation

While unable to force states to ratify entire treaties, the UNSC is able to impose binding obligations on the global community as a response to threats to international peace and security. This ability to act as a climate legislator offers a solution to the horizontal nature of the international legal order, if the P-5 can agree to securitize climate obligations.

Much of the gridlock of climate diplomacy has been a result of the US and China disagreeing on an equitable distribution of responsibility for addressing climate mitigation. As such, the Paris Agreement represents considerable diplomatic efforts to overcome calcified negotiating positions between these major powers.

It is worth noting that Russia remains a UNSC wild card on climate change. Kyoto offered Russia an allocation far in excess of its post-Soviet needs and the recent Russian INDC voluntary pledge is to reduce carbon emission 30% below a 1990 baseline. A conservative assessment that they are currently at 35% below baseline suggests a weak commitment to mitigation.

However, Russian leadership in reducing the production of oil within the G-20 may become a necessary condition for similar coordination among OPEC states. Credible coordination of global production quotas is increasingly a high priority of Russian foreign policy, as it is for the future of the climate regime.

If the P-5 could agree on a suitable regulatory standard, obstacles to G-7 and NATO members accepting binding obligations would be greatly reduced. If the G-20 could be persuaded to voluntarily accept this proposed agreement, this would represent 76 percent of global carbon emissions and the combined market power of 85 percent of global GDP.

Forced to respond to an unanticipated climatic disaster the interests of the P-5 could align even further to initiate an institutional response to the crisis. Although doing so may stretch its delegatory powers, to increase the legitimacy of any UNSC climate legislation, it could, and perhaps should, create a Climate Court to address non-compliance within the post-Paris climate regime.

A UNSC-enforced Climate Court

Created by the UNSC, a legitimate and effective Climate Court would benefit from (1) compulsory jurisdiction; (2) a specialized judiciary able to digest complex scientific evidence and supported by issue-area expert advisors; and (3) legal standing for both state and non-state actors to challenge the non-compliance of state obligations.

• Compulsory jurisdiction is rare in international law but in theory as the cost of legal obligations grow, so do incentives to shirk responsibility. States making good faith sacrifices to comply with specific obligations will only support strong enforcement mechanisms as long they see standards enforced on everyone. The UNSC has more tools than any other international institution to credibly ensure the enforcement of international legal obligations.
• When environmental disputes arise, a scientifically literate judiciary is better able to weigh the importance of scientific evidence among competing factors: economic, human rights, security, etc… In the same way that complex biotechnology litigation requires very specific judicial expertise, so will transboundary climate disputes.
• Regarding standing, the potential fallout from a weaker state pursuing litigation against a great power is significant. Allowing non-state actors standing to bring cases before an international court begins to address this problem, as long as there are minimum thresholds to prevent spurious litigation. Moreover, this “access to justice” approach supports the concept of erga omnes obligations (“owed to all”). If all states have clear, specific, and actionable climate obligations, litigation needn’t be bilateral. Each state’s responsibility is owed to the international community.

Judicial determinations of willful non-compliance would be enforced by the UNSC acting in the interests of the international community to address a collective threat to international peace and security.

Conclusion

Historically, mirroring the firewall between developed and developing states in the UNFCCC negotiations, there has been considerable resistance within the P-5 to using the power of the UNSC to securitize the climate regime. However, with increasing recognition of climate change as a significant human and systemic security threat multiplier, the likelihood of UNSC intervention in the enforcement of the climate regime may now be moving from impossibility to inevitability. The increased alignment within the P-5, as reflected in the Paris Agreement, may represent a clearer path to the UNSC acting as a climate legislator and creating a corresponding Climate Court.

The Paris Agreement, in other words, may have broken the UNSC climate firewall.

Murray Carroll is a co-founder and director of the International Court for the Environment Coalition. He has a law degree from the London School of Economics, and is a graduate student of international relations at Harvard University and international law at the University of London. Responsibility for the views expressed in this commentary rest exclusively with the author. An expanded version of this commentary is available in the latest issue of the Journal of Energy and Natural Resources Law.

In the Arctic, Indigenous peoples are increasingly seeing their own survival as threatened by environmental change. In this respect, the small Inuit community of Clyde River, Nunavut in Canada represents an interesting case.

On November 30, 2016 the Supreme Court of Canada heard a highly anticipated legal appeal on behalf of residents of the small Inuit community of Clyde River, Nunavut. The town of 1,100 – supported by interventions from groups like Greenpeace and three organizations representing Inuit people across Canada – argues that the federal government, specifically the National Energy Board (NEB), failed to adequately consult them before granting a license for a Norwegian-based business consortium to conduct seismic testing in nearby coastal waters. The license was granted in 2014 even though consultations with nearby communities exposed significant local concern over the project’s potential impacts on marine mammals such as seals, whales, and other aquatic species, which local residents rely upon for food and cultural practices. The NEB’s initial decision was upheld by a Federal Court in August 2015, but in October of that year Clyde River was granted leave to appeal to the Supreme Court, which offers the last judicial option to stop the seismic testing and protect the marine ecosystem from possible irreparable harm.

The case of Clyde River has attracted national and international media interest because it reflects a familiar and sympathetic narrative: a small Indigenous community, with support of environmental activities and high profile celebrities, fights for its survival against a corporation abetted by a neo-colonial state committed to extracting hydrocarbon resources for sale on the global market. But the struggle over seismic testing in a tiny community located higher than 70°N latitude represents the intersection of three powerful issues within Canadian and global environmental politics: Indigenous peoples identifying non-renewable resource extraction as a fundamental threat to their survival and well-being; the growing legal and constitutional recognition of the rights of Indigenous peoples to make decisions over resource extraction and other industrial projects within their traditional territories; and emerging alliances between Indigenous communities and non-Indigenous environmental groups to stop such projects. Together, these issues form the latest chapter in the interrelated struggles for human and environmental security, self-determination for Indigenous peoples, and steps towards decarbonizing the global economy.

Indigenous Peoples’ Insecurity and Climate Change

Image (cropped) by Emmanuel Milou/Flickr.

Indigenous peoples in Canada and elsewhere have, for decades, resisted various non-renewable resource extraction projects on the grounds that these often proceed without adequate consultation with local communities or the Indigenous governments on whose lands they occur. Local environmental impacts have worsened as these projects have grown in size, but greater public awareness of the dangers of human-caused climate change have added a new dimension to these struggles. In the Arctic – where climate change is occurring twice as fast as in more southerly regions, causing a range of negative consequences for humans and other animal populations – activities enabling hydrocarbon extraction that will directly contribute to climate change have been met with particular scepticism. In recent years, dozens of Northern organizations, including some representing Indigenous peoples, have signed a Joint Statement of Indigenous Solidarity for Arctic Protection calling for a moratorium on oil drilling in the Arctic. In 2011, the Inuit Circumpolar Council, which represents Inuit in Canada, the United States, Greenland, and Russia, released the Circumpolar Inuit Declaration on Resource Development Principles. The declaration reserves the right of Inuit to benefit from resource development on their traditional territories, but stipulates that “Inuit and others – through their institutions and international instruments – have a shared responsibility to evaluate the risks and benefits of their actions through the prism of global environmental security” (s. 5.1).

In fact, Inuit have increasingly framed their arguments around climate change and hydrocarbon extraction in explicitly security terms. Survey data indicate that large majorities of Northern Canadians consider the environment to be the most important issue for Arctic security, followed closely by maintenance of Indigenous cultures. For people who rely on traditional country foods for sustenance, and whose culture and identity are premised on reciprocal connections between humans, non-human animals, and the land itself, climate change and local environmental damage are not merely worrisome issues. They are existential threats to the survival of Inuit as Inuit: an Indigenous people defined by their unique environment and the methods of survival and subsistence they have developed over thousands of years of continuous habitation in their Arctic homeland.

Inuit leaders have articulated the clear and present threats they currently face as a result of environmental changes. Sheila Watt-Cloutier, nominated for the Nobel Peace Prize for her work raising awareness of Arctic climate change and pursuing legal remedies on behalf of Inuit under international law, has stated in no uncertain terms that “climate change is threatening the lives, health, culture and livelihoods of the Inuit.” Terry Audla, who until 2015 was president of Inuit Tapiriit Kanatami (ITK), the national organization representing all Inuit in Canada, has written that “climate change at a rate and of an intensity that appears unprecedented, and well outside Inuit cultural memory, creates insecurities of an entirely new nature, generating concerns about the sustainability of large aspects of our inherited and acquired patterns of life … Our very sense of who and what we are as Inuit.” Mary Simon, another former president of ITK, echoes the threat of Arctic climate change: “The urgency surrounding mitigating the impact of climate change grows with the almost daily news of unprecedented developments in our Arctic environment … Arctic ice is melting three times faster than models had earlier predicted – and the earlier predictions were alarming.  The Arctic is melting, with dramatic consequences for all of us.” In articles, books, speeches, interviews, policy statements, and testimonies before Parliament, the message from Inuit leaders in Canada is clear: climate change is the gravest threat confronting Inuit and all peoples living in the Arctic and beyond, and proposed industrial activities that contribute to climate change should be viewed with the highest concern.

New Laws and New Allies in Indigenous Environmental Struggles

These examples of Inuit security claims are recent, but as a phenomenon they are not new: Indigenous peoples have long argued that their wellbeing was undermined by the actions of settler-colonial governments which served to perpetuated their poverty and disenfranchisement. For decades, little changed as politicians and the courts consistently declined to respect or enforce the rights of Indigenous peoples; despite Aboriginal rights being enshrined in Section 35 of the Canada’s Constitution Act 1982, environmental damage affecting nearby communities was considered a cost of doing business and a routine part of Canada’s political economy. In recent years, however, several developments in law and politics have altered the landscape, such that the rights of Indigenous peoples to be consulted about, and possibly consent to, industrial activities on their territories have been established, if not yet fully implemented. Most notable among these is the ruling in the 2014 Tsilhqot’in case, in which the Supreme Court first recognized Aboriginal title over their traditional territories, and the federal government’s 2016 decision to implement the United Nations Declaration on the Rights of Indigenous Peoples (UNDRIP), which codifies international standards for the individual and collective rights of Indigenous peoples, including the rights to land (though the Liberal government’s position on UNDRIP has wavered, with different Cabinet members expressing different views of how, or even whether, UNDRIP can be incorporated into Canadian law). As the case of Clyde River demonstrates, these developments are in the process of being interpreted by policymakers and tested before the courts to establish the new distribution of authority and governance over land use on Indigenous territories.

The judicial empowerment of Indigenous legal claims in Canada and elsewhere has led to a recognition by many non-Indigenous environmental groups that cooperation and engagement with Indigenous peoples offers the best route to stop extractive projects which they believe will harm local environments, contribute to global climate change, or both. These partnerships have been described as “the native rights-based strategic framework”, an advocacy and campaigning strategy that links the legal and constitutional rights of Indigenous peoples with their normative claims to sovereignty and justice and the fundraising and operational resources of non-Indigenous advocacy groups. Major environmental NGOs have worked to repair relationships with Indigenous peoples that have been harmed by environmentalists’ campaigns targeting certain Indigenous cultural practices, such as Greenpeace indicating its desire to “make amends” for its past opposition to the Inuit seal hunt. Long opponents over their differing views on environmental stewardship and land use, NGOs and Indigenous peoples have increasingly made common cause through their shared view that, with respect to hydrocarbon extraction in particular, “these fights were all life and death situations, not just for local communities, but for the biosphere.”

Conclusion

The case of Clyde River is one example of how the threats posed by climate change, now and in the future, are front and centre in the political and legal engagements of Indigenous peoples and environmental organizations. It reflects the fact that many communities are increasingly seeing their own survival as threatened by environmental change, and thus articulate conceptions of what security means to them which highlights the human-caused environmental dangers they face. Such local and Indigenous security claims – statements of what should be protected against certain, identifiable threats – are now part of a global political context where the meaning of security is deeply contested. Longstanding security practices and discourses that privilege states and their national interests are today in direct contradiction with a complex series of security claims made by groups that have been historically and remain adversely affected by the state and its actions. Moreover, in the context of a rapidly changing global environment due to human-caused climate change, struggles to define what security means have deep implications for the future. Environmentalists and others concerned for the prospects of human survival and wellbeing on a warming planet are increasingly prepared to use all available tools at their disposal to secure a stable and sustainable future for themselves and their children. As reflected in recent and ongoing cases of Indigenous peoples and their environmentalist allies resisting the expansion of hydrocarbon extraction and infrastructure – such as the Keystone XL and Dakota Access crude oil pipelines – that struggle continues. In the case of the Arctic, it is currently focused on the small hamlet of Clyde River, and the legal battle over who gets to make decisions over how much environmental damage will be borne to facilitate resource extraction, and what powers Indigenous peoples possess under the law to defend themselves and define the conditions necessary for their own survival.

Wilfrid Greaves, PhD, is Lecturer at the University of Toronto. His doctoral research examined how in/security and environmental change have been conceptualized by states and Indigenous peoples in the circumpolar Arctic region. An Ontario Graduate Scholar, SSHRC Doctoral Scholar and DFAIT Graduate Student Fellow, he is author of multiple peer-reviewed articles, book chapters, and working papers. He has also taught undergraduate courses in International Relations, global security, peace and conflict studies, and Canadian foreign policy at Ryerson University and the University of Toronto. A graduate of the University of Calgary and Bishop’s University, his research interests include security theory, human and environmental security, natural resource extraction and climate change, Arctic and Indigenous politics, Canadian foreign policy, and complex peacebuilding operations.

Summary

The appalling attack on concert-goers in Manchester will be the defining news event of the 2017 general election campaign. Yet polls suggest that the attack has not shifted popular opinion in the predictable direction of a “strong” incumbent government characterised by muscular counter-terrorism interventions at home and abroad. After sixteen years of “war on terror” a clear difference has emerged between the leadership of the two main parties on the consequences of this open-ended war. Whoever wins the election, the longer term opening up of space for discussion on Britain’s security narrative can only be good for British democracy and wider security.

Introduction

In the middle of April 2017 the British Prime Minister, Theresa May, called a general election when the Conservative Party was more than 20 points ahead of the opposition Labour Party in the opinion polls. Mrs May already had a reasonable working majority in parliament and the election was essentially called over the issue of the Brexit negotiations, the stated aim being to provide a “strong and stable” government before the full negotiations started.

Given that the Labour Party was riven with divisions over both policy and the leadership, and with leader Jeremy Corbyn widely characterised as unelectable by the majority of the print media, the expectation was that a landslide victory was highly likely. That outcome has diminished during the course of the campaign and at the time of writing (eight days before polling), the Conservatives do seem likely to be returned to power but with a much smaller than expected majority. Even a hung parliament is now regarded by some analysts as possible if rather unlikely.

Following the Manchester Arena attack this briefing examines the election campaign so far with particular attention to security policy issues and considers whether some of the arguments raised will have a longer-term post-election influence on the debate around security, whichever party wins on 8 June.

Manchester and after

Image credit: Pimlico Badger.

On the evening of 22 May and right in the middle of the election campaign, a bomb was detonated at a popular music concert at the Manchester Arena by a British Islamist of Libyan origins, killing 22 people and injuring over a hundred. Many of the casualties were young girls because the lead performer, Ariana Grande, was particularly popular with such an audience. The attack received world-wide media coverage and was the worst of its kind within the UK since July 2005 when 52 people were killed in four bomb attacks in London on three underground trains and a bus.

Because of the severity of the attack and the terrible consequences, nation-wide election campaigning was suspended by the main parties for three days, resuming on 26 May. On that day the Prime Minister was at a G7 Summit at Taormina in Sicily and calling for increased support for cyber security, not least in response to terrorism. On the same day Mr Corbyn made a speech in which he suggested that a UK foreign policy involving substantial military interventions across the Middle East, North Africa and South West Asia was not necessarily the right approach and might even increase the risk of attack. The speech was roundly condemned by those of a conservative persuasion, but early opinion polling suggested that Mr Corbyn’s scepticism about the outcome of the war on terror resonates with many voters or, at least, has not been the electoral impediment that conventional wisdom has long assumed.

Whatever the result of the forthcoming election, the terrible attack in Manchester and the subsequent discussion on how to make Britain more secure will have a long-term impact on security thinking, not just because of this difficult period but more because of a very clear difference that has emerged between the leadership of the two main parties. The Conservative Party has taken a traditional line on the need to maintain strong defences, to work to destroy the main terrorist movements such as the so-called Islamic State (IS) and to increase defence spending, not least in relation to what is seen as an emerging Russian threat. With Britain part of a coalition facing major challenges from IS and from Russia, a re-elected Conservative government is presented as essential.

This approach is generally popular and would be expected to be a vote-winner, which makes it even more interesting that the Labour Party’s manifesto has put much more emphasis on an increased commitment to peacekeeping, conflict prevention and conflict resolution. Perhaps more significant in the long term was a speech made by Jeremy Corbyn at Chatham House on 12 May. This was his main foreign policy presentation of the whole election campaign – indeed, it followed a long period of near silence from the shadow cabinet on foreign and defence issues – and was notable for taking a very different view to the political norm. His approach was summed up early in the speech:

“Too much of our debate about defence and security is one-dimensional. You are either for or against what is presented as ‘strong defence’ regardless of what that has meant in practice. Alert citizens or political leaders who advocate other routes to security are dismissed or treated as unreliable.”

His views on the war on terror were unequivocal:

“This is the fourth general election in a row to be held while Britain is at war and our armed forces are in action in the Middle East and beyond. The fact is that the ‘war on terror’ which has driven these interventions has not succeeded. They have not increased our security at home – many would say just the opposite. And they have caused destabilization and devastation abroad.”

Corbyn’s speech represented a radically different position to that of the Conservatives with their very clear approach to international issues encapsulated in that core election theme of “strong and stable”, implying a continuing of the rigorous pursuit of a military victory against IS supported by a robust commitment to a well-funded counter-terrorism system at home. Corbyn’s further speech four days after the Manchester atrocity, while roundly condemning the appalling act, did not stray from the central theme of his Chatham House speech of the urgent need to rethink the UK’s approach to IS and like-minded paramilitary groups.

In all normal circumstances in the current UK political environment, the government of the day would expect to gain plenty of electoral support for its security posture, and the Conservative government, especially, would expect increased support in the aftermath of the Manchester attack. That may well be the case as the last week or so of the election campaign plays out, but what happens in the longer term may prove to be much more significant.

Mr Corbyn, essentially, has adopted a very different approach to international security and whether it will open up space for longer-term political discussion may not be dependent on the election result. This is no place to predict outcomes and there are, broadly, three possibilities – Labour gets a disastrous result in line with polls at the start of the campaign and Mr Corbyn stands down; the Conservatives win narrowly in which case he will almost certainly stay; or there is a hung parliament in which case he may succeed in forming a minority administration with a second election in the autumn the outcome.

In all three cases, including the first, what the Chatham House speech may have done is to open up the debate on UK security in a manner which more truly reflects the unease that many people feel about the approach in recent years to responding to IS, al-Qaida and the like. It is the opening up of space that is significant here, combined with what is clearly the current prospect of very long drawn-out wars from Libya through to Afghanistan.

Equally in all three electoral outcomes, but particularly the third, a serious reconsideration of the UK’s security narrative would probably receive backing from the other parties of the left and centre. The Greens have a particular interest in conflict resolution. The SNP, though strongly protective of Scottish military units and industries, is overt about combating IS by “more than military means”. The Lib Dems seem torn between counter-terrorism, liberal interventionism and conflict prevention narratives, albeit committed to multilateralism and human rights. There may therefore be something of a consensus across a significant part of the political spectrum that sees itself in different ways as the “progressive” wing of UK politics.

If IS and like-minded groups were on the verge of a final defeat with no prospect of their being succeeded by other movements, then the current government approach would be largely accepted. Further debate would be unlikely and other approaches to security “dismissed or treated as unreliable” as Mr Corbyn put it.

There are, though, plenty of indications that IS and the rest are not ceasing to pose a threat to the Levant or the West, the Manchester attack being just one grim example. In Iraq, Mosul has not yet fallen after eight months of intense fighting in spite of the Iraqi government expecting the operation to be finished within three months. In the process, the Iraqi Army’s elite Special Forces have taken severe casualties calling into question the ability of the government to maintain control once Mosul does fall. Elsewhere in central and northern Iraq, the government relies on some very dubious, often sectarian militia allies. In Egypt President Sisi faces a growing IS-linked insurgency, and the Libyan link with the Manchester bomb is a reminder of the parlous state of that country. There remain serious security concerns in at least a dozen countries, not least Afghanistan, Nigeria, Somalia, Yemen, Bangladesh, Thailand, the Philippines and Indonesia. Western coalition states involved in the fight against IS all fear internal attacks.

Conclusion

Thus, after more than fifteen years of the war on terror, failed or failing states in Iraq, Afghanistan, Syria, Libya, Yemen and Somalia, close to a million people killed and over eight million people displaced, the argument for some serious rethinking on Western approaches to security is hardly difficult to make.

This is where Jeremy Corbyn’s Chatham House speech is so significant since it breaks away from a near-universal Western state consensus and may be much more in tune with what many millions of people may be thinking. Whatever the outcome of the general election next week, space has been opened up for much wider debate. Independent organisations such as Oxford Research Group that take a critical but constructive approach to security will have a particular responsibility to aid the quality of that debate.

Paul Rogers is Global Security Consultant to Oxford Research Group and Professor of Peace Studies at the University of Bradford. His ‘Monthly Global Security Briefings’ are available from our website. His new book Irregular War: ISIS and the New Threats from the Margins will be published by I B Tauris in June 2016. These briefings are circulated free of charge for non-profit use, but please consider making a donation to ORG, if you are able to do so.

There is no region of the world that faces more threats from climate change than South Asia. Of particular concern is the littoral surrounding the Bay of Bengal, including the Eastern Indian states of West Bengal and Odisha, Bangladesh, and coastal Burma. This region is uniquely vulnerable to a changing climate because of a combination of rising sea levels, changing weather patterns, and uncertain transboundary river flows. Away from the seashore, China holds the high ground in the Tibetan Plateau and the Himalayas, and complicates the geopolitical picture further by acting as the source of the region’s fresh water.

On the Bay of Bengal’s coast these problems of a changing climate combine with already existing social problems like religious strife, poverty, political uncertainty, high population density, and rapid urbanization to create a very dangerous cocktail of already security threats. Climate change has been called a “threat multiplier” or “an accelerant of instability” by military and intelligence communities because of how it will impact these already existing threats. With a population of more than 300 million people (91 million in West Bengal, 42 million in Odisha, 142 million in Bangladesh, 52 million in Burma), tense militarized borders, overlapping ethnic and religious communities, and uncertainty about the future, there is no region in the world that faces a more dangerous combination of threatsfrom climate change than here.

Rising Sea Levels

One of the key tenets of national security is the ability of a country to ensure the integrity of its sovereign territory. Yet, as glaciers far from South Asia melt, the sea rises and encroaches upon its farms, villages, and cities. As Hemingway wrote about going bankrupt, sea level rise happens “gradually, then suddenly.” Slowly, a rising ocean brings increasing intrusion of brackish water into groundwater, harming costal agriculture. Moreover, gradual ocean encroachment harms the coast’s natural protections, whether dunes, reefs, barrier islands, or mangrove forests. Then, suddenly, when a major cyclone blows in a storm surge will overcome previously unsurmountable barriers.

The shorelines of the Bay of Bengal stand to lose swaths of territory from sea level rise. Bangladesh, as a country predominantly composed of river delta, is most at risk. It stands to lose 11% of its territory – home to 15 million people – from a sea level rise of only 1 meter, a level that is not a particularly extreme prediction over the next 4 decades. Few invading armies could do worse damage.

Oddly enough, the world’s oceans do not rise at the same rate. With rising global sea levels, in some areas the sea level could actually fall while it rises in others. A recent study from the National Center for Atmospheric Research (NCAR) found that sea level rise will be particularly high along the Bay of Bengal, due to changes in currents caused by rapid surface warming of the Indian Ocean.

In the region, the cities of Dhaka, Kolkata, and Yangon all lie in major river deltas and are vulnerable to storm surges. In its 2007 report, the Intergovernmental Panel on Climate Change (IPCC) specifically listed cities in Asian mega deltas as “hotspots for vulnerability” because of sea level rise and changing patterns of river flow. Already straining at their infrastructure limits, these densely packed cities are becoming more vulnerable in a warming world.

Changing Transboundary Water Flow

Water does not stay within lines on a map. Instead, gravity draws it inexorably from the mountains to the sea. China, through its control of Tibet, controls the headwaters of almost all of the major rivers of Asia – only the Ganges lies outside of China’s control, originating in India. Of the major rivers that empty into the Bay of Bengal, all cross borders. Water is only plentiful during the monsoon season, so these rivers provide much-needed sustenance to agriculture, people, and ecosystems throughout their trip to the sea during the dry season – when they are fed by glacier and snow melt. Competition and tension over that flow is evident around the world when water crosses borders.

This is true of Bangladesh and India, for which the flow of the Ganges are a source of tension. The Farakka Barrage on the Ganges River, just 10 miles upriver from the Bangladesh border, allows India a measure of control over the river. The dam allows India to divert the flow of the Ganges down a canal to the Hooghly River and into the port of Kolkata. Since the dam was built in 1975, there have been allegations from Bangladesh that India diverts water in the dry season and releases too much in the monsoon season. In 1996, the two countries agreed to a 30 year treaty to share the Ganges’ flow, but tensions still remain.

The Brahmaputra River, meanwhile, provides a source of tension between the two regional powers, India and China. China recently announced that they are building a series of hydroelectric dams along the Brahmaputra’s upper reaches in Tibet, but they have forsworn any attempt to divert or hold back the great river’s flow. However, these assurances have not quieted all voices in India, who point to plans in China’s South-North Water Diversion Project to divert water from the Brahmaputra in order to ensure water for industry and the cities of China’s parched north. China’s leaders have denied these extravagant plans, but their engineers have lobbied for such a project. It would complete a dream of Chairman Mao’s, who said: “Southern water is plentiful, northern water scarce. If at all possible, borrowing some water would be good.”

Climate change exacerbates these concerns about transboundary water management in the region. Climate change is threatening both the glaciers that sit at the top of these mighty rivers, feeding them during the dry season, and the very viability and predictability of the Indian Monsoon rains. Temperatures in the Tibetan Plateau and the Himalayas have risen 1.5 degrees Celsius since 1982, a rate more than three times as fast as the global average. Meanwhile, changes in weather patterns due to climate change could cause repeated failures in the monsoon. While there is little likelihood of an immediate and total melting of the glaciers, uncertainty about their future flows is enough to stoke tension in the region.

The Potential for Conflict

Climate change is altering the environment of the region; the glaciers are retreating, the rivers’ flows are becoming more unpredictable, and the seas are rising. However, whether those changes manifest themselves into either civil or interstate conflict will depend upon how both the populations and the governments in the region react to those changes. How long governments have to adapt depends upon unpredictable weather and climate patterns – but as the Stern Review bore out, earlier action is almost always cheaper and more effective than waiting. How governments adapt is important as whether; some adaptations, like capturing water that would otherwise flow across borders in new reservoirs could actually make the threat of conflict worse. If countries do not work cooperatively, they could stoke conflict.

Throughout history, one of the most effective ways to deal with climate change has been migration – from a climate that is no longer hospitable to one where living is easier. However, modern borders do not reflect the historical ties between the regions. Migration is a natural response. However, in areas with already high population density and an overlapping patchwork of ethnic and religious communities, new immigrant communities often come into direct conflict with established communities. Last year saw ethnic strife in the Indian state of Assam between indigenous Bodos and immigrant Muslims, many of whom hailed from over the nearby border in Bangladesh. Over 75 people died, and over 400,000 people were temporarily displaced. In this region, it is impossible to say whether a group of migrants are “climate refugees” or simply moving to a place with better economic opportunity, but this is what we should expect in the future.

It is difficult to find examples of any interstate wars fought directly over water; to the contrary, water has been a catalyzer of cooperation. However, as countries realize that they can control and shape water flow through mega dams and water diversion projects, there is a danger that the claims of downstream countries could be ignored. Along the Mekong River, for example, China has proceeded to dam and control the river’s flow through its territory – leading downstream neighbors to complain that China is causing droughts. Yet because of the power imbalance between China and smaller countries like Laos and Cambodia, the Chinese have little to fear. Similar thinking by Chinese leadership over dam building along the Brahmaputra, their shared river with India, could lead both countries to stumble into a conflict that neither of them want.

In the age of climate change, conflict is more likely as threats are multiplied. Nowhere is this truer than around the Bay of Bengal. However, war is never pre-ordained. Instead, the threat of conflict is determined by how countries react. Good international governance can encourage countries to not simply pull up the drawbridge and think only of themselves, but will encourage them to see what their actions will mean for regional neighbors. Climate change is increasing the threat of wars and unrest around the Bay of Bengal; but foresight about its impacts can help the region’s leaders work together to solve a problem that knows no boundaries.

Andrew Holland is Senior Fellow for Energy and Climate at American Security Project, a Washington D.C based think tank. He is an expert on energy, climate change, and infrastructure policy. He has over seven years of experience working at the center of debates about how to achieve sustainable energy security and how to effectively address climate change.

Image source: amioascension

This interview was conducted by the Remote Control project. 

Sascha Dov Bachmann, Assessor Jur, LLM (Stel) LLD (UJ), is an Associate Professor in International Law (Bournemouth University, UK), Extraordinary Associate Professor in War Studies (Swedish Defence University, Sweden) and Guest Speaker at NATO School. Outside academics, he served in various capacities as Lieutenant Colonel (German Army Reserve) taking part in peacekeeping missions in operational and advisory capacities. Sascha acted as NATO’s Rule of Law Subject Matter Expert (SME) in NATO’s Hybrid Threat Experiment of 2011 and in related workshops at NATO and national level. He would like to thank Brigadier (Rtd) Anthony Paphiti, former ALS officer, for his insightful comments and discussions.

In this interview, Dr. Bachmann discusses hybrid warfare, its use in Ukraine and Crimea by Russia, and whether NATO is adequately prepared to formulate effective responses to this method of warfare.

Q. What is ‘hybrid warfare’?

Hybrid warfare as a warfare concept is not new among those practising the art of war. However, contemporary events lead us to argue that today’s hybrid warfare “has the potential to transform the strategic calculations of potential belligerents [because it has become] increasingly sophisticated and deadly”.

Hybrid war is a concept that has emerged shortly after the end of the Cold War and sums up the complexities of modern warfare, which go beyond conventional military tactics, often involving cyberwarfare, propaganda and a fluid, non-state adversary.

The concept of hybrid warfare has been discussed by (mostly US) military writers since the beginning of the 21st century and its recognition as a theory in formal military doctrinal thinking is still not settled. Hybrid warfare may use elements from four existing methods and categories of full spectrum warfare, namely:

• conventional warfare;
• irregular warfare (such as terrorism and counter-insurgency);
• related asymmetric warfare (unconventional warfare such partisan warfare);
• and compound warfare (where irregular forces are used simultaneously against an opponent while being employed by state actors to augment their otherwise conventional warfare approach).

Hybrid warfare builds on existing doctrinal elements and adds the following: evolving war-fighting capacities in the fifth dimension such as “cyber-warfare”; and activities in the so- called information sphere.

Q. Who were the first actors to utilize hybrid warfare and why?

According to Hoffman’s seminal work “Conflict in the 21st Century: The Rise of Hybrid Wars”, it was Hezbollah in its 2006 war with the IDF. Here, a non-state actor (NSA) did utilise war fighting capabilities normally not used by non-state actors such as blending conventional warfighting on the ground and activities in the information sphere. Other examples are Islamic State/Daesh which show a blend of capabilities which blur the line of traditional warfighting: such as the use of suicide bombers, improvised explosive devices, and the use of ‘ground troops’ in a conventional manoeuvre context augmented by strong propaganda/information sphere activities.

Why: because these capabilities are available. Hezbollah (and IS) had and has a substantial potential of rockets/military hardware and is aptly using the possibilities available through social media in the information sphere unknown before. Both non-state actors are also utilising the opportunities of informing public opinion in the West thanks to a growing Muslim population in the West who have cultural and lingual access/connection to these conflicts/the nature of the conflict.

Q. Is hybrid warfare something that states have used?

Russia has used hybrid warfare.

How:

In a Keynote speech at the opening of the NATO Transformation Seminar on 25 March 2015, NATO Secretary General Jens Stoltenberg remarked:

“Russia has used proxy soldiers, unmarked Special Forces, intimidation and propaganda, all to lay a thick fog of confusion; to obscure its true purpose in Ukraine; and to attempt deniability.  So NATO must be ready to deal with every aspect of this new reality from wherever it comes. And that means we must look closely at how we prepare for; deter; and if necessary defend against hybrid warfare.”

Michael Kofman and Matthew Rojansky described Russia’s 2010 Military Doctrine of modern warfare:

“…… as entailing “the integrated  utilization of military force and forces and resources of a non-military character,” and, “the prior implementation of measures of information warfare in order to achieve political objectives without the utilization of military force and, subsequently, in the interest of shaping a favourable response from the world community to the utilization of military force.”

The employment of hybrid methods has been evident from Russia’s activities in Crimea and the Donbas region of Ukraine, with its deployment of “little green men”, namely, soldiers wearing unmarked uniforms that make direct state attribution difficult. According to Mark Galeotti, Professor of Global Affairs at New York University’s Center for Global Affairs:

“The conflict in Ukraine has demonstrated that Moscow, in a bid to square its regional ambitions with its sharply limited resources, has assiduously and effectively developed a new style of ‘guerrilla geopolitics’ which leverages its capacity for misdirection, bluff, intelligence operations, and targeted violence to maximise its opportunities.”

While there may be limitations to the way in which these methods were used in Ukraine, the use of non-attributable military personnel provides expert assistance to an enemy and, even if not directly engaged in hostile acts, provides advice and assistance to those who carry out such acts. Nevertheless, the seriousness of the threat posed by such forces should not be under-estimated. General Breedlove, currently Commander, US EUCOM and the Supreme Allied Commander Europe (SACEUR), is reported as saying,

“if Russia does what it did in Crimea to a NATO state, it would be considered an act of war against the alliance.”

In Ukraine, Russia employed a hybrid strategy by combining irregular warfare and cyber warfare to achieve its strategic objectives. Reuben F Johnson, writing in IHS Jane’s Defence Weekly, on 26 February 2015, considered that “Russia’s hybrid war in Ukraine ‘is working’.” They had combined a substantial ground force of 14,400 Russian troops supported by tanks and armoured fighting vehicles, backing up the 29,300 illegally armed formations of separatists in eastern Ukraine.

Q. Does hybrid warfare hold military advantages for states over conventional warfare?

Russia is winning the hybrid war in Ukraine: it has successfully annexed Crimea, and effectively turned Ukraine into a state on the brink of wider failure. In the process, Russia has successfully divided Western countries on how to respond to this act of aggression. Russia also successfully reactivated its Cold War disinformation mechanisms, successfully blurring reality and fiction for global observers. Russia has uncovered the West’s inability to find a common policy to respond to the unfolding events in Ukraine.

Q. How does hybrid warfare relate to international law? Is this way of waging war covered in current international legal paradigms?

Generally speaking, hybrid warfare does not change the international legal paradigms such as Article 2(4), 51 UN Charter and in the context of NATO, Article V of the NATO Treaty. Whether any form of hybrid attack, alone or cumulatively, amounts to a use of force and, if so, reaches the threshold of an “armed attack” to justify a military response under Article 51 – and what form that response would take – are very difficult questions to answer. They are situation/fact specific. Moreover, attribution may be problematic. In addition, hybrid warfare – with its possible elements of cyber, terrorism, asymmetric warfare etc. – might not reach the threshold of such an attack and hence allow affected states to ‘deny’ the existence of such warfare in order to continue with their diplomatic relations, trade  etc with the ‘aggressor’ state. Such behaviour might undermine existing alliances and weaken international comity.

Q. How prepared, or perhaps unprepared, are NATO for formulating effective responses to hybrid warfare?

NATO is in my opinion well prepared to formulate effective responses given its substantial work undertaken in the context of hybrid threats. NATO recognized as early as 2010 hybrid threats were a new security risk and designed a new NATO Bi-Strategic Command Capstone Concept, describing hybrid threats as emanating from an adversary who combines both conventional and unconventional – military methods to achieve its goals.

In the two years following 2010, NATO drew up a specific threat catalogue, which identifies security-specific risks beyond conventional warfare threats: nuclear proliferation, terrorism, cybercrime and cyber-war, organized crime and its role in drugs, arms and human trafficking, migration, ethnic and religious conflicts, population conflicts due to resource scarcity and globalization.

NATO recognized that these may amount to a concrete threat to the alliance or that it could be authorized by the United Nations, because of their capacity, to intervene. Recognizing this, NATO worked on a related global approach (Comprehensive Approach) in order to counter these risks. This approach envisaged involving state and non-state actors in a comprehensive defence strategy that combines political, diplomatic, economic, military technical and scientific initiatives. Despite intensive work on this approach as part of a “Countering Hybrid Threats” experiment in 2011, the NATO project work in 2012 had to stop due to lack of support from their members. (From our submission to the UK DC)

Given this existing framework/ capstone on how to respond to hybrid threats and the inter-related nature of hybrid threats and warfare, I would like to argue with some confidence that NATO has the capability to formulate an effective doctrinal approach, notwithstanding the initial discontinuation of the work on the hybrid threat concept.

Q. Do you think that hybrid warfare will be the main method of waging war in the future and how do you see the use of this form of warfare evolving?

Hybrid warfare with its various forms such as cyber-attacks, the use and abuse of the information sphere, the use of a holistic mix of conventional and irregular warfare, the exploitation of country specific vulnerabilities, law fare etc, is here to stay due to its obvious benefits to the using power/state/actor: deniability and the possibility of staying under the threshold of an armed attack which would in a likeliness trigger a military/kinetic response. I am convinced that the elements of hybrid warfare will evolve further and will eventually be used by state and non-state actors alike. Whether the overall term “hybrid warfare” for such multi-modal forms of warfare/threats is to stay we will see. Hybrid war’s impact on international law and comity is significant and it will question some of our established doctrines/concepts.

Scarred in recent years by questionable involvements in the likes of Afghanistan and Iraq – and by the casualties they wrought – risk-averse Western governments have begun to look to others to do the shedding of blood in their ‘wars of choice’. The risky boots-on-the-ground role that was once the proud preserve of NATO armies anxious to showcase their abilities is now politically unpalatable. Proxies appear to be the answer. Biddable local allies who are of a mind to work in collaboration with Western militaries are very much in demand: the former supply the troops, the latter the training and the technological support – if not, indeed, the weapons as well. A symbiosis based on the principle that my-enemy’s-enemy-is-my-friend is the goal. This simple formula, though, is one that is not always bound to produce positive results. Proxies should always carry a health warning; they tend not to be as biddable as hoped.

Take the Kurds. They are an ethnic group inhabiting a region – Iraq and Syria – where suitable proxies for Western powers are very much in demand for use against Islamic State (IS). The Kurds appear to be ideal candidates as proxy fighters: they are numerous; of a warrior-caste; are politically acceptable to Western audiences, and have a natural enemy in IS. As a militant group intent on territorial expansion, IS threatens Kurdish communities. The case for synergy is thus obvious: Western militaries and the Kurds can work together for mutual benefit. Not quite so obvious, however, are the various reasons why the relationship between Kurd and Western militaries is one that has the ready capacity to go awry. The chief driver of any breakdown is that Kurdish proxies can and will have their own priorities that clash with those of their sponsors.

Image of Peshmerga replacing the ISIS flag with  the Kurdish flag by Kurdishstruggle via Flickr.

The first point to note here is that the Kurds are a people divided. A fractiousness has historically long been evident between the various clans, tribes and families that make up this nation. These differences may have now mellowed but they have never completely dissipated. And then there are the differences created by linguistic schisms – Sorani and Kurmanji – and sectarianism – Sunni and Shia. Differences also developed due to the politics of whichever state the Kurds found themselves in after the demise of the Ottoman Empire. The Kurds within Syria developed under the tutelage firstly of French colonial rulers and then under a succession of socialist governments in Damascus. Both influences – or rather impositions – shaped a Kurdish community that was very much secular in make-up. It was the same in Turkey; Kemalist policies pushed secularism. In contrast, however, in Iraq, the laissez-faire approach of British colonial masters and then the inability of Iraqi governments to penetrate and shape attitudes in its northern Kurdish region left in place a largely tribal-based, conservative structure that is still today strong on religious (Sunni) influences.

Today, the Kurdish area of northern Iraq, known as the Kurdish Regional Government (KRG), is riven by a split between a Western region dominated by the party of President Masoud Barzani – the Kurdish Democratic Party (KDP) – and an eastern region where the party of former Iraqi president, Jalal Talabani – the Patriotic Union of Kurdistan (PUK) – holds sway. The KDP, dominated by the Barzani tribe and with strong links north to its political patron, Turkey, maintains the strings of power in the KRG. It is based in the ‘capital’ of Erbil. The PUK, more left-of-centre, modernist and leaning towards Iran, holds sway around Suleimaniyeh. These two parties, indeed, and using their peshmerga forces, fought a civil war in the 1990s. And while there is currently what might be seen as a national KRG peshmerga force, these two parties still maintain their own peshmerga units and there is thus always the possibility that tensions may lead to some renewed clashes. Moreover, with future independence in mind, one eye is constantly being kept on the need to prepare for a possible future conflict with the Iraqi army and its associated Shia militia. Here is one particular problem for the Kurds of Iraq – who is the real enemy? Is it IS; is it fellow Kurds, or is it Baghdad? This then also becomes a problem for any power that seeks to use these Iraqi Kurds as proxies against IS – as the United States and others do. Can they be made to keep their eyes focused on IS and not elsewhere? And will the training and weapons they might be supplied with be directed at IS, or could they be used against other US proxies – such as other groups of Kurds and/or the Iraqi army?

In Iraq, for instance, any future push on IS-held Mosul will, the US military hopes, involve the KRG’s peshmerga forces supported by US artillery and air power. Washington does not want the Shia-dominated Iraqi army to be seizing, on its own, the Sunni city of Mosul. Re-occupation of the city should be leavened, ideally from the US viewpoint, by the employment of Sunni Kurds. As things stand, however, there is a reluctance on the part of Erbil to push forward. The KRG has now, to a large degree, stabilised its own ‘borders’ (including the internal one within Iraq), which they see forming the basis of a future independent Kurdistan. Assaulting the Arab city of Mosul will doubtless involve a major loss of life and of treasure (in a cash-strapped KRG) that will produce little in the way of obvious gain for the Kurds while there is a bigger prize in mind.

Then there are the Kurds in Turkey. The Kurdistan Workers’ Party (Kurdish: Partiya Karkerên Kurdistanê‎, PKK) is a left-wing Kurdish militant group that has long been fighting for more autonomy for the Kurdish-majority region of south-east Turkey. Ankara looks upon the PKK, not unnaturally, as a terrorist group. Recently, during the IS-generated chaos in northern Iraq, battle-hardened PKK units moved across the area and have proved to be some of the best fighters against IS; certainly better than the peshmerga. So here, logically, should be the ultimate proxy of choice for the US inside Iraq – the PKK. The idea, though, that US forces should assist the PKK in any way would bring paroxysms of protest from Turkey – a NATO ally. The KDP government in Erbil (with its own allies in Ankara in mind) is itself ardently agitating to prevent the PKK from setting up any zones within Iraq that it will come to control politically (such as around Sinjar). The PUK, on the other hand, has long supported the PKK, mostly because of the commonality of their left-wing politics.

There are also the Kurds in northern Syria to consider. There are dozens of bickering Kurdish political parties jockeying for control there. The only force there that is armed, though, is the militia – the People’s Protection Units (Kurdish: Yekîneyên Parastina Gel, YPG) – of the main party, the Democratic Union Party (Kurdish: Partiya Yekîtiya Demokrat‎, PYD). The PYD – again, avowedly secular and actively left-wing – was formed mainly from PKK members who had fled from Turkey in the 1990s. The PYD is thus looked upon by Turkey as just an offshoot of the PKK and is, therefore, also a ‘terrorist’ group. But again, its YPG militia have proved very effective – certainly more effective than US-allied Arab groups in Syria – at confronting and besting IS. The YPG have also shown a penchant for actually taking the fight to IS by moving into Arab-majority areas of Syria (something the peshmerga in Iraq are reluctant to do). Here is another proxy that seems ideal. But how is the US to support the YPG effectively without incurring the wrath of Ankara? Moreover, there will probably come a time soon when Turkey will try and seize Kurdish areas of northern Syria in order to eliminate what it sees as the PYD’s terrorist threat. The PYD’s main enemy would then be Turkey, and not IS. What would the US do then?

And then there is the cross-border relationship between the Iraqi and Syrian Kurds. It would seem natural for the Kurds in Iraq to support their ‘compatriots’ in Syria. Beyond natural kinship would also be the fact that both are fighting IS. But the KDP in the KRG, having allied itself with Turkey and being more tribal and religiously conservative, wants no truck with the ‘communist’ PYD. Indeed, it has even tried to prevent any assistance reaching the PYD across the Euphrates. To this end, a large trench system has been built by KDP peshmerga to act as a physical barrier designed to prevent any help from the PUK – who do support the PYD (mostly, again, for ideological reasons) – being sent across the border into Syria. Thus the US military is providing assistance to two armed Kurdish groups – the YPG and the KDP’s peshmerga – who are highly likely to one day become engaged in combat with one another.

Thus when Western military organisations look to the Kurds to provide suitable proxies against IS, problems abound. The notion of a symbiosis created by a common enemy is tempered by the fact that the Kurds, of whatever ilk, tend to have more than just one enemy. This is not a good basis for the role of reliable proxy. But apart from the Kurds, who else is there?

Rod Thornton is a Senior Lecturer at King’s College London based in Qatar. He spent nine years in the British Army before moving into academia. His research interests focus on terrorism, low-intensity warfare and new forms of warfare – particularly, as a Russian-speaker, on Russian hybrid warfare.  He has lived in the Middle East for four years, including one year at the University of Hewler in Erbil, Kurdish region of Iraq. He is the author of many articles and a book, Asymmetric Warfare: Threat and Response in the 21^st Century (Polity Press 2007).

The Lord’s Resistance Army is seriously depleted as a fighting force, but it still continues to exist as an armed group. This resilience is driven by several key factors.  

The Lord’s Resistance Army (LRA) has carved a path of violence and disorder throughout East and Central Africa for nearly three decades. Led by Joseph Kony, the rebel group has directly and indirectly killed more than 100,000 civilians, has abducted upwards of 66,000 children, and has displaced hundreds of thousands more across five countries. While formidable in the past, the LRA is now a threadbare non-threat from a conventional military standpoint. With the group’s numbers at less than 200 (down from at least 5,000 active fighters in the 1990s), attacks and abductions are steadily trending downwards.

Yet the LRA has also proven to be distinctly resilient, surviving as a collection of semi-autonomous units in sparsely populated peripheries that put up no resistance. Nevertheless, LRA fighters still pose a tangible threat as they loot and harass civilians, while Kony evades detection in Sudan’s Kafia Kinji region. While many observers describe the group’s current behavior as “survival mode,” its complex history shows this to be its modal pattern of organization and behavior based on an on-going ability of the group to adapt to shifts in its politico-military environment through distinct organizational endowments and resource acquisition strategies.

Understanding LRA Resilience

Most of the prevailing literature on the LRA has provided key insights into its history, organization, and behavior. However, the research that has focused on the group’s motives and the drivers of its violence has not addressed the distinct question of its resilience. The LRA’s resilience comes down to its organizational structure and shrewd resource strategies that have developed within autonomous bush sanctuaries and vis-à-vis the group’s wider political environment.

Its organizational structure is based on a distinct combination of two factors. First, LRA recruitment and retention strategies relied on Acholi beliefs in spiritual and cultural symbols, such as viewing Kony as a medium for the “holy spirit,” and the common use of rituals. Such beliefs and practices, undergirded by violence, helped socialize Acholi youths familiar with them into fighters. Second, a more traditional military hierarchy was built around an initial committed core, which formed the basis for a flexible, decentralized structure that, while slowly degrading over time, has remained remarkably sturdy. In addition, the group’s resource acquisition strategies have adapted to periods of both abundance and scarcity. This configuration of factors has remained more-or-less intact for more than three decades as the LRA has interacted with regional geopolitical shifts and in the face of multiple challenges of maintaining an insurgency.

LRA Resilience Over Three Phases

Uganda soldiers part of the 2008–09 Garamba offensive against LRA. Image credit: Sgt. Jeremy T. Lock/Wikimedia.

The LRA grew directly from a homegrown Ugandan People’s Democratic Army (UPDA), made up from the dominant Acholi faction of the national army overthrown by the National Resistance Army (NRA) in 1986. Led by Bazilio Olara-Okello and other military strongmen, the UPDA rebellion ended with the Pece Peace Accord of 1988. Yet senior officer Odong Latek and intransigent junior officers from the former military remained in the bush fearing criminal punishment. While this rump of the UPDA retained a military structure, it began to rely on alternative strategies for mobilization. During the UPDA’s war, head of the Holy Spirit Movement Alice Lakwena and Joseph Kony developed factions that attracted fighters with an appeal to the salvation for the Acholi people through military victory, using unorthodox military practices (e.g. believing shea butter would make fighters bullet-proof and that rocks would explode as hand grenades). Following the 1987 defeat of Lakwena’s Holy Spirit Mobile Forces (HSMF), Kony’s faction became dominant. By late 1988, Latek’s more conventional force merged with the sizable “cosmological” faction controlled by Kony, signaling the rise of his absolutist vision of Acholi society that sought to purify through violence anyone deemed government loyalists. This vision, which drew heavily on elements of elements of Acholi spiritual identity, quickly became an organizing principle and a source of resilience.

With Latek killed in 1989, Kony asserted authority, rebranding the rebellion several times until it became the LRA in September 1993. Here the group established its organizational structure, with “Control Altar” directing its operational brigades – named Gilva, Sinia, Trinkle, and Stockree – which remained intact for years and adapted to changes in manpower and resource availability. Yet the decline of the LRA’s first phase began as the Ugandan state expanded into northern Uganda. The counterinsurgency campaign Operation North weakened the LRA while militarizing Acholiland. The government also expanded the Resistance Council (RC) administrative system while recruiting Local Defence Units (LDUs) as the RC’s coercive arm. However, when military action failed to eliminate the group, peace talks began in late 1993. These talks broke down in early 1994 amidst boycotts and accusations of dishonesty. Tired of the LRA’s mounting demands, President Museveni gave the group seven days to surrender or face a military solution. Meanwhile, Kony had used the talks to conceal clandestine negotiations with Sudanese intelligence. Following Museveni’s ultimatum, the LRA withdrew into southern Sudanese garrison towns for reorganization and training. By February 18^th 1994, the group re-emerged heavily armed and newly equipped.

Thus began the LRA’s second phase in the mid-1990s when it became part of a proxy war as the Sudanese government provided it with weapons and military training to fight the Sudan People’s Liberation Army and territorial sanctuaries from which to attack Uganda. The LRA’s experience in southern Sudan consolidated the group’s structure, hardened its fighters (largely abducted Acholi youth as young as 12), and taught them how to survive in borderlands for years of operations that kept northern Uganda in almost permanent humanitarian crisis. Yet, while Sudanese support was a decisive factor in the LRA’s military strength and the intensification of the conflict, it was not always seamless. Kony’s priorities in Uganda often put him at odds with Khartoum and this led to periodic ruptures in the LRA’s resource pipeline, and the group was often expected to fend for itself in terms of day-to-day survival. As such, the LRA developed a diversified strategy of resource acquisition – maintaining military stockpiles while creating self-sustaining agrarian communities. These experiences with intermittent access to resources promoted the LRA’s self-sufficiency and resilience.

The decline of this period began with the December 1999 Nairobi Agreement, which committed Sudan and Uganda to end their proxy war. Attacks in northern Uganda declined, but the LRA remained in southern Sudan. At times, the group received Sudanese support. But Khartoum signaled its commitment to push the LRA from its territory in early 2002 when it authorized the UPDF to launch Operation Iron Fist, designed to dislodge the LRA from its Sudanese bush camps. While Iron Fist delivered some tactical successes, it did not deliver the desired knockout blow to the LRA. Instead, in 2003 the group re-entered Uganda and started a fresh conflict characterized by high profile violence and a humanitarian crisis that the Ugandan government largely outsourced to international aid agencies. The 2005 Comprehensive Peace Agreement (CPA) ended the civil war in Sudan and ejected the LRA while a revitalized UPDF blocked the group’s re-entry into Uganda.

From 2005, the LRA shifted into its third phase, best described as roving banditry. Facing military threats and the geopolitical closure of northern Uganda and southern Sudan, the group shifted to DRC’s Garamba National Park. For the following two years, the Juba peace process allowed the LRA to regroup while coalescing more tightly around Kony’s security. During this period, there was a relative lull in LRA violence, limited abductions, and the suspension in abductee training. Yet while support from Khartoum had ended, the LRA’s military capacity remained intact. Juba ultimately collapsed in 2008 due to ceasefire violations, walkouts, the LRA’s refusal to gather in the assembly areas, and Kony’s repeated failure to sign the accord’s final documents of the accord. The LRA soon resumed violence in DRC as the UPDF led Operation Lightening Thunder against Kony’s Garamba hideout. Intelligence failures led to an unsuccessful operation, and UPDF ground troops arrived at an empty camp. Shortly thereafter, the LRA unleashed a series of reprisal killings against civilians.

The LRA’s sanctuaries in DRC, CAR, and Sudan have provided permissive conditions for survival – few state institutions and a new set of resources. As such, the group has since engaged its resilience strategies in two key ways. First, the LRA has managed to maintain its hierarchy despite the outflow senior commanders, extended periods of geographical separation, and sporadic communication between units, which are expected to act independently and fend for themselves. Although this organizational structure is decentralized, core members still carry out Kony’s long-term strategic orders while maintaining an explicit LRA identity. Second, while looting remains a way of obtaining resources, the LRA has become a small player in regional illicit networks in natural resources, particularly ivory, diamonds, and gold. The group’s renewed informal relationship with Sudanese officials in the Kafia Kinji border region shelters Kony and his inner retinue and provides markets for looted items and commodities.

Conclusion

In sum, the LRA has survived by virtue of its organizational cohesion, resource use, and the ability to read its political terrain in order to exploit regions without state structures. However, such strategies may not be sufficient to sustain the LRA indefinitely. The Ugandan-led Regional Task Force (RTF) has killed and captured senior commanders from the battlefield and increased fighter defections. To be sure, the hunt for the LRA has been hamstrung by logistical and political difficulties. Above all, RTF operations are currently at risk of losing their logistical support from the U.S. Special Forces, which have larger consequences for regional peace and security in central and eastern Africa.

Christopher Day is an Associate Professor at the College of Charleston. He joined the Department of Political Science in August 2012. His teaching and research interests are in Comparative Politics, with a particular emphasis on African politics, political violence, and civil wars. His research interests extend to international security, counterinsurgency, proxy warfare, and the institutional role of different armed state actors in Africa. A former disaster relief worker with Médécins Sans Frontières, he is also interested in humanitarian affairs. He offers courses on the Politics of Africa, the Model African Union, Global Political Theory, and World Politics.

As established by UN General Assembly resolution 64/35 of 2009, the 29^th of August marked the International Day Against Nuclear Tests. This date serves to enhance public awareness about the harmful effects of nuclear weapon test explosions (of which at least 2,046 were conducted between 1945 and 1996: an average of one every nine days) on people and the environment, and reminds the international community about the importance of banning nuclear tests through the Comprehensive Test Ban Treaty (CTBT).

CTBT: Verification outpaces Ratification

Opened for signature in September 1996, the CTBT has yet to enter into force, pending the final eight ratifications by all of the Annex II states. These are the 44 states which participated in the negotiations on the CTBT and possessed nuclear power or research reactors at the time. Although five – China, Egypt, Iran, Israel, the US – of these final eight states have signed the Treaty, three have not: North Korea (DPRK), India and Pakistan.

While some argue that CTBT ratification by the US would be a “game changer” and trigger a cascade of ratifications, it may rest on President Obama’s successor to invest domestic political capital and concerted engagement to shepherd through a successful ratification. With recent studies such as the 2012 National Research Council’s updated assessment of technical issues related to the CTBT serving to inform and allay previously voiced national security and verification concerns, strategic efforts to educate Congress, media and the US public could assist in highlighting the benefits of ratifying the CTBT.

Performing maintenance at CTBTO infrasound station IS55, Windless Bight, Antarctica. (Source: CBTBO via Wikipedia)

Pending those eight ratifications for the CTBT entry into force, the Preparatory Commission for the CTBT Organization (CTBTO) is building up an extensive and sophisticated global International Monitoring System (IMS) which will serve to monitor and verify compliance with the Treaty. With over 85% of the IMS’ facilities in operation, the CTBT is already providing ‘a firm barrier against a qualitative and quantitative development of nuclear weapons for both nuclear weapon-capable states and then would-be possessors‘.

Proof of the partially complete verification regime’s detection capability has been showcased by the three nuclear tests conducted since 2006 by the DPRK, the only remaining state defying the established international anti-testing norm. Since the international community unanimously condemned the 1998 round of tests by India and Pakistan, defying the non-testing norm and global de facto moratorium established by the CTBT, the two states in South Asia have implemented and observed unilateral moratoria on nuclear testing.

Concerns about a DPRK fourth test

The urgency of reaffirming the importance of the CTBT and re-energizing efforts to bring the Treaty into force, should be ever present with concerns about a possible fourth nuclear test as threatened by the DPRK earlier this year. The DPRK is the only state that has disregarded the testing moratorium and non-testing norm since 1998 with its three successively larger nuclear tests (in 2006, 2009 and 2013). South Korean Foreign Minister Yun Byung-se warned earlier this year that a fourth test by North Korean would be a “game changer” for the region.

Even with the DPRK remaining a wildcard on prospects for ratification, not least given the shaky political conditions for regional resumption of dialogue on the nuclear issue while Kim Jong Un consolidates his regime, the other seven Annex II states can lead in responsibly committing to shore up their legal commitment to the non-testing norm.

Improving regime atmospherics for the 2015 NPT Review Conference

The CTBT and the NPT are interlinked and thus progress on the CTBT would serve to garner positive atmospherics for the NPT review process, in 2015 and beyond. The 1995 NPT Review Conference (RevCon) indefinite extension of the NPT and the 2000 NPT RevCon’s ‘13 steps’ (steps 1 and 2) called on states for action and commitment to a CTBT. More recently, five of the 64 action points in the 2010 NPT RevCon’s Action Plan stress bringing the Treaty into force. Given the growing discontent within the NPT review process due to the perceived lack of progress on disarmament commitments, a renewed and reinvigorated commitment to the CTBT by NPT states parties could ameliorate the atmosphere and help to build confidence and momentum.

Two initiatives within the nuclear non-proliferation and disarmament regime—the Helsinki Conference for discussing the establishment of a Weapons of Mass Destruction-Free Zone (WMDFZ) in the Middle East, and the humanitarian consequences initiative concerning the impact of nuclear weapons—could provide an impetus for renewed focus to the importance of legally committing to the CTBT. Both of these initiatives, which continue to enjoy a broad divergence of views, could serve to channel attention on ratification of the CTBT as a key trust- and confidence-building measure and a foundational first-step for progress on the aims of the two initiatives.

Given the active civil society engagement of the humanitarian initiative, some of these agents could focus efforts on promoting the entry into force of the CTBT, channelling campaigns to lobby and engage their elected parliamentarians on the importance of the CTBT.

If any of the three remaining Annex II states from the Middle East region – Egypt, Iran and Israel – were to legally commit to refrain from nuclear testing, it would be a hugely significant political and confidence-building gesture for the high-profile efforts to convene a conference which was mandated by the 2010 NPT Review Conference to take place in 2012. Given the ongoing P5+1 talks with Iran, such a step by Iran would further serve to reassure the international community about the intent and peaceful nature of its nuclear programme.

Multilateral initiatives

UN High Representative for Disarmament Affairs Angela Kane encouraged states to seize the high-profile opportunity to sign or deposit their instruments of ratification at an event held on the margins of the UN General Assembly this month. As an interim step, short of signing or ratifying the CTBT, other proposals to further consolidate the anti-testing norm and moratorium include a suggested UN Security Council resolution condemning nuclear tests as a threat to international peace and security, and regional pledges committing member states to refrain from nuclear tests or even sub-critical experiments not prohibited by the CTBT.

Notably, the Community of Latin American and Caribbean States (CELAC) endorsed such a regional commitment in its declaration on nuclear disarmament at a meeting in Buenos Aires in August 2013. Such effort could be replicated by other regions or via multilateral negotiating groupings operating in the nuclear non-proliferation regime. Regional and other groupings could pledge to highlight this issue at every nuclear-relevant forum and opportunity in efforts to cross-germinate this message.

Annex II states particularly, as well as other states and groupings, should welcome, engage and promote the efforts of the CTBTO’s Group of Eminent Persons (GEM), comprised of high-profile experts and former officials aiming to promote the CTBT’s entry into force. Through the support of such initiatives, awareness can be raised. Further to raising awareness and educating civil society, efforts such as the CTBTO’s public training courses and NGOs’ public information and awareness efforts should be supported, promoted and even replicated regionally as force multipliers.

J. Robert Oppenheimer recounted of those witnessing the Manhattan Project’s first atom bomb test (the 1945 Trinity test), “we knew the world would not be the same; a few people laughed; a few people cried; most people were silent.” Indeed, the world has not been the same and the proverbial nuclear genie cannot be put back in the bottle. But states can make the legal commitment to ban all nuclear tests, anywhere. 18 years after the CTBT opened for signatures, responsible states should commit efforts to facilitate the ratification of this Treaty.

Jenny Nielsen is a Postdoctoral Research Fellow in the School of Political Science and International Studies at the University of Queensland. Previously, she was a Research Analyst with the Non-proliferation and Disarmament Programme at the International Institute for Strategic Studies (IISS), a Programme Manager for the Defence & Security Programme at Wilton Park, and a Research Assistant for the Mountbatten Centre for International Studies (MCIS) at the University of Southampton, where she co-edited the 2004-2012 editions of the NPT Briefing Book.

Author’s note: For further analysis on this topic, see the following publications: Kai Michael Kenkel and Cristina Stefan, “Brazil and the ‘responsibility while protecting’ initiative: norms and the timing of diplomatic support”. Global Governance, Vol 22, No. 1 (2016); pp. 41-78; and Kai Michael Kenkel and Felippe De Rosa). “Localization and Subsidiarity in Brazil’s Engagement with the Responsibility to Protect.” Global Responsibility to Protect. Vol. 7, No. 3/4 (2015); pp. 325-349.

Since Libya, the Responsibility to Protect (R2P) has been a hotly debated concept. Previously a nation exhibiting strict non-interventionist principles, Brazil has recently contributed to the R2P debate with its Responsibility while Protecting initiative.

Introduction

Inspired by what it saw as the excesses of NATO’s intervention in Libya and their potentially disastrous effects on the credibility of the “Responsibility to Protect” (R2P) norm, in November 2011 Brazil launched the corollary concept of a “Responsibility while Protecting” (RwP) at the United Nations. While essentially reiterating its endorsement of key principles of R2P, Brazil admonished R2P implementing states to avoid discrediting the norm by exercising restraint while operationalizing R2P. Brazil, itself at that time a rising power seeking more global influence—and particularly participation in shaping the rules of the international system—saw the divisions created by the Libyan intervention as an opportunity to act as a norm entrepreneur. Meant to bridge the gap between R2P supporters in the North and sceptics in the South, RwP was initially criticized by both. Over time, however, certain R2P supporters began to see the concept’s value as a means of reviving R2P after Libya and as a means of attaining crucial Global South buy-in. By this time, however, Brazil—lacking experience in the role of norm entrepreneur—had backed away from its initiative. Though the specific initiative has not been taken forward, RwP has had a clear effect in structuring the contours of subsequent R2P debates at the UN.

Rising Brazil: between beliefs and expectations     

Image by Ben Tavener via Flickr.

Under the Lula da Silva administration, Brazil began to actively seek a larger profile in international politics, ostensibly with a view to a permanent, veto-endowed seat on an eventually reformed UN Security Council. This presented the country with a conundrum: in UN praxis, particularly among established powers, there is a clear connection between global relevance, military capacity, and the willingness to use force remedially, beyond self-interest, to help those in need—as foreseen by R2P as implemented by the UN. Brazil’s historical normative commitments, however, are rooted in a combination of a highly traditional regional security culture—which equates sovereignty exclusively with non-intervention—and a healthy postcolonial scepticism of multilateral initiatives born in the North. Arguably, the most strongly held of these commitments is a profound aversion to the use of force. Faced with a choice between staying true to its original traditions and fulfilling the expectations placed on global players—as exemplified for example in R2P’s acceptance of the use of force in defence of human life—Brazil launched RwP as an attempt to reconcile these factors, remain active on the international stage, and render R2P both more relevant and less prone to misuse.

The Libya effect

NATO’s 2011 Libyan intervention created a trust deficit between its leaders and the BRICS countries, who had been excluded as non-permanent UNSC members from the elaboration process for its enabling Resolution 1973. These states emerged from the experience highly doubtful of Western motives, and they took as a lesson from the Libya intervention that the use of force could have an opposite effect from that intended, effectively distancing a crisis situation from a lasting solution.

Beyond the immediate concerns related to the intervention’s mandate, the debate over the Libyan case took on contours that resonated with the larger tension between the established powers and emerging players such as the other BRICS countries and Brazil. Substantial divergences remain over R2P’s implementation and particularly its third pillar, which can be used to authorize military force. R2P’s shift in emphasis between understandings of sovereignty has become symbolic of some emerging powers’ resistance to the normative dominance of established powers, making the principle a key rallying point in the ideational skirmishes resulting from a changing global distribution of power. This expands the debate over the RwP initiative beyond its immediate link to the Libyan case and links it firmly to broader issues of global governance. The R2P debate has become a not only a key element of some emerging powers’ challenge to the established distribution of power, but a key locus for increased targeted consultation and cooperation in mounting that challenge. In addition, the intervention debates have become an important stage for emerging powers constructively to give normative content to their challenge to the established order, allowing them to move beyond what some have termed an obstructionist stance.

The “Responsibility while Protecting” concept

The RwP concept was launched on 9 November 2011 and floated explicitly as a touchstone for further debate within the United Nations. This targeting would become important later on, as it meant that in characterizing R2P and mobilizing its history, the note limited itself to the concept’s course within the United Nations system, referring for example to its inclusion in paragraphs 138-139 of the World Summit Outcome Document but not to the principle’s original formulation by the International Commission on Intervention and State Sovereignty (ICISS). As such the RwP note was intended less as a normative innovation than as an attempt to shape the norm in terms acceptable to the Global South.

The primary contribution of the note was its establishment of a set of guidelines to orient the Security Council in contemplating an R2P-based intervention. These guidelines focused on two main topics: limiting the use of force, and the strict chronological sequencing of R2P’s three pillars. The RwP note posits that force should only be used as a last resort (an item already included in the 2011 ICISS Report that launched R2P), and subject to a limited and well-defined mandate implemented under conditions of complete accountability in the field. Brazilian diplomats attempted to appropriate the “do no harm” principle, known from the Hippocratic oath, even arguing that one death from an intervention is too many. These reservations were read correctly by many Western states as a reaction to the perceived excesses of NATO’s foray into Libya, and an attempt to put strict limits on the level and type of force authorizeable under R2P.

The document’s real element of innovation, and the eventual centre of the debate it created, is its call for the strict political and chronological sequencing of R2P’s three pillars. This was viewed by Western states as too limiting, both in the field, and of the flexible diplomatic responses required of the Council in dealing with a crisis. The threat of force, it was argued, is often subjacent in making diplomatic initiatives work, and taking this option off the table could tie the international community’s hands. Indeed, the note’s Brazilian authors later replaced strict chronological sequencing with the toned-down notion of “prudential sequencing”.

The reception of RwP

Initially received coolly by both Western and Southern states, the RwP note nonetheless played a crucial part in both moving R2P forward normatively and in stimulating the inclusion of Southern states into the intervention debate. Despite initial strong criticism, the initiative did shape how established and rising powers interacted in the ensuing UN debates on R2P and intervention more broadly. There are four main criticisms:

1. that the concept bears little value added, merely repeating provisions already present in the 2001 ICISS Report;
2. that the initiative was a Trojan horse, designed to limit Western powers’ autonomy and to prevent the further institutionalization of R2P;
3. specific elements regarding feasibility of RwP’s concrete suggestions, such as sequencing, proactive monitoring, and further limitations on the use of force;
4. the contention that RwP’s confuses jus ad bellum (R2P’s main focus) and jus in bello (rules for conduct once war has broken out);

Despite these criticisms and Brazil’s abandonment of its role as a norm entrepreneur, the RwP note has continued to structure global diplomatic debates on intervention, with a focus on reigning in Western action through stricter guidelines in the wake of R2P’s crisis of legitimacy after Libya. It has done so in three main areas:  advancing the importance of some form of relational sequencing of R2P’s pillars; increased restrictions on the use of force; and more proactive monitoring by the Security Council of the following of guidelines by ongoing missions.

Brazil’s role as a norm entrepreneur on intervention issues remains tied to the RwP concept. The initiative was withdrawn after it did not elicit the desired level of support, and by the time its potential had been realized, internal changes in Brazil and its Foreign Ministry had made continued advocacy politically unviable. Despite attempts to revive a strong role for Brazil in the R2P conversation through efforts in the General Assembly in 2015-2016, crippling fiscal austerity and the paralyzing political crisis which began in April 2016 have temporarily but severely limited Brazil’s ability to proactively advance normative initiatives. Nevertheless, the desire remains to fulfill the country’s natural function as a bridge-builder between North and South on intervention issues, and Brazil is sure not to remain absent for long from the ranks of those crafting R2P’s future contours.

Kai Michael Kenkel is Associate Professor in the Institute of International Relations at the Pontifical Catholic University of Rio de Janeiro and Associate Researcher at the German Institute of Global and Area Studies. He has published extensively on R2P, with a focus on Brazilian policy, including three edited volumes and articles in Global Governance, Global Responsibility to Protect and  International Peacekeeping.

Author’s Note: This opinion peace is based on research conducted among South African Peacekeepers, published in the Journal of International Peacekeeping, 19 (2015) 227-248.

The motivation to increase the number of women in peacekeeping is based on the assumption that women peacekeepers enhance the access of local women to services, improve community relations, reduce the incidence of sexual and gender-based violence, build the capacity of local women and break down traditional views that discriminate and marginalize women. The extent to which women are able to perform these functions needs to be interrogated, as much of this rhetoric does not reflect the realities that women face on the ground. This is reflected in the findings of a study conducted among South African male and female peacekeepers returning from missions in the Democratic Republic of Congo (DRC) and Darfur, Sudan. The findings are revealing, often countering many of the above-mentioned essentialist claims.

While there was general consensus that women peacekeepers are generally better at interacting with the local community, especially women and children, these claims were mostly context-specific. In the DRC, the female peacekeepers felt that they could reach out to women and children more readily. This was because ‘Sousa’ (as the locals call the South African contingent) tended to interact with the local community more than other contingents because they are mostly black, and could understand Swahili. This was not the case in Darfur, Sudan. Here, it was as if the local population (especially the local women) were afraid to speak to the peacekeepers, whether men or women. What this indicates is that not only gender, but race, the ability to speak the local language, and respect for the local culture are crucial determinants in fostering relations with the local community. Similarly, their ability to serve as norm-breakers, challenging existing stereotypes was met with some misgivings, given the fact that most often their identity was concealed behind their helmets and because of their low numbers.

In terms of improving the security of local women and children, female peacekeepers felt that locals placed more trust in male soldiers because they do not know how to judge female soldiers. Female peacekeepers also reported that they did not really know what the specific security concerns of women were, because little attention was paid to issues of gender in peacekeepers’ mission-readiness training. Thus, they had little understanding of the underlying gender power relations in the communities. Nor did they know how to address or assist victims of sexual violence. In fact, most knew very little if anything about the gender dynamics in these communities and in some cases there was a general lack of cultural awareness. This influenced their ability to identify what the specific security needs of women were, how to protect them, or where to refer them if they needed to deal with cases of sexual violence.

Members of the Guatemalan contingent of the United Nations Stabilization Mission in Haiti participate in a medal award ceremony in recognition of their service. Image by UN Photo via Flickr.

What this means is that the ability of female peacekeepers to make a difference is limited by their training, which is gender-neutral and where they are expected to act and perform functions ‘just like men’. The rationale for this is that when deployed on peace missions, all have to carry the same equipment, work in the same environment and face the same adversaries in the course of duty. This is specifically the case where they are drawn from the infantry environment and have to perform infantry-like functions. Added to this, women peacekeepers report being ‘othered’ on various levels. Physically, they are ridiculed for their lack of physical strength and endurance, especially on foot patrols. Psychologically and emotionally, the operational environment is seen to be more taxing for women, given the extreme forms of sexual violence against women. Women were also perceived to pose a ‘gendered’ security risk, especially in hyper-masculine contexts where women are seen as sexual objects, are used as weapons of war where they threaten existing gender power relations that affect male dominance.

This results in female peacekeepers facing many different forms of gender and sexual harassment which are used to denigrate them. Some of the female peacekeepers who served in positions of authority explained how they were often not respected, ignored, undermined and faced frequent sexual advances. Such forms of gender harassment occurred often, but not considered serious enough to evoke punitive action. This was simply explained away in terms of existing patriarchal relations that could not be changed. However, in some cases this evoked open hostility towards them “because in Sudan it is considered disrespectful to their culture for women to be soldiers, carry rifles and wear trousers”. Besides this, the threat of being raped served to further erode women peacekeepers’ agency, especially where they were excluded from certain operations which were considered too dangerous by their commanders. In this way, not only were old gender stereotypes replicated, but they are used to undermine the prospect of an equal partnership between men and women.

What this shows is that even where national armed forces espouse gender equality, the peacekeeping environment remains hostile to women. Multiple masculinities, patriarchy and sexism undermines the ability of women peacekeepers to imbue alternative ways of dealing with and resolving conflict. The only way to ‘regender’ the military is to stop privileging masculinity over femininity. This is unlikely to happen where peacekeeping remains steeped in the warrior ethos and where the ‘feminine’ is not valued, is suppressed, seen as a threat, or a liability. What is needed is for women to become less complicit and more assertive in making their voices heard. However, military women themselves typically do not embrace feminine values given the ‘nature’ of their work. They typically conform to and assimilate masculine values, norms and practices in order to be judged as capable soldiers. They have to assume what many term as a ‘militarized masculinity’, understood as the ability to ‘demonstrate an absence of emotion and a willingness to use violence’—they must excise all that is perceived to be feminine.

This makes it difficult to achieve the ideals advocated by UNSC Resolution 1325. The aim of this resolution is not only to increase the number of women serving in the military, but to mainstream gender by bringing about a greater sensitivity to the different effect that war has on men and women. In this regard, there has been little progress as the number of military women serving on peacekeeping missions have remained around 3 per cent. Even in the South African armed forces where women now represent 26 % of uniformed personnel and up to 15% of those deployed on peacekeeping missions, there seems to be little qualitative change in bringing about a more acrogenous military culture. This necessitates a closer introspection in terms of how women are trained, deployed and supported on peacekeeping operations. It raises the question as to whether a gender-neutral approach to gender integration in the military does not in fact perpetuate gender inequality. Clearly one cannot bring about a different perspective to war and peace if women are expected to embrace masculine norms and values and where gender difference is not recognised and valued.

Lindy Heinecken was formerly a researcher and Deputy Director of the Centre for Military Studies (CEMIS) at the South African Military Academy, where she worked for 17 years. Since 2006 she has been at the Department of Sociology and Social Anthropology, Stellenbosch University, South Africa and is currently Professor of Sociology lecturing in political and industrial sociology. The main focus of her research is in the domain of armed forces and society where she has published widely on a range of issues including military unionism, the management of diversity, gender integration, HIV/AIDS in the military and more recently on the experiences of military personnel on peace operations. She serves on numerous academic boards, including the Council of the Inter-University Seminar on Armed Forces and Society, the Board of the International Sociological Association’s (ISA) Armed Forces and Conflict Resolution Group, and the National Research Foundation (NRF). She serves on the editorial board of the journals Armed Forces and Society and Scientia Militaria: South African Journal of Military Studies. She is a NRF B rated researcher and serves as one of the pool of specialists conducting research for the South African Army.

Introduction

The acknowledgement of gender issues through the Women, Peace and Security (WPS) agenda marked a watershed moment for women’s rights. Despite this, the Responsibility to Protect (R2P) framework remains gender-blind. I argue that R2P and the WPS agenda share overlapping commitments and mutually beneficial and reinforcing protection mandates. Through three intersecting commitments – prevention and early warning systems, gender protection in peacekeeping, and women’s participation in post-conflict reconstruction – careful alignment between R2P and the WPS agenda could overcome this silence and move towards achieving more sustainable security.

The Responsibility to Protect and Women Peace and Security

Systematic human rights atrocities perpetrated against individuals based on their ethnicity, gender, and race have framed contemporary political discourses. With the international community’s inability to collectively respond to prevent mass atrocities and other severe humanitarian emergencies, former United Nations (UN) Secretary-General Kofi Annan spearheaded the challenge to create a norm permitting states to intervene in another sovereign state in the event of ‘gross and systematic violations of human rights that affect every precept of our common humanity’. Spurred on by  failures of the international community to prevent genocides in Rwanda (1994) and Srebrenica (1995), the International Commission on Intervention and State Sovereignty (ICISS) was established in September 2000 to address how and when the international community should act to prevent genocide, war crimes, ethnic cleansing and crimes against humanity. The report entitled “The Responsibility to Protect” (R2P) was released in December 2001. The unanimous adoption of R2P at the World Summit in 2005 established its prominence as a normative framework within the international community. The use of R2P as rhetorical backdrop to the Libyan intervention in 2011 via UNSC Resolutions 1970 and 1973 and the inaction in responding to the crisis in Syria demonstrates the prevalence of R2P in international discourse. Furthermore, R2P is interwoven with existing international principles, obligations, and peacebuilding initiatives. UN Secretary-General Ban Ki Moon asserts that R2P rests upon three interrelated, central pillars – responsibilities of the state to protect its population from mass atrocities; international capacity building to ensure states meet their protection responsibilities and prevent mass atrocities; and collective and timely responses through diplomatic, humanitarian and political means with coercive military action as a last resort.

Female United Nations police officers of the United Nations Mission in Timor-Leste (UNMIT). Image by UN photo via Flickr.

The Women, Peace and Security (WPS) agenda gained traction on the international peace and security platform following the adoption of UN Security Council Resolution 1325 in October 2000. The WPS agenda is the most comprehensive articulation of women’s rights and gender issues in international peace and security. It establishes a nexus between conflict prevention and women’s rights, highlighting the relationship between gender inequality and conflict. Resulting from the Fourth World Conference on Women in 1995 in Beijing, and the pivotal Beijing Platform for Action which named ‘Women and Armed Conflict’ as one of twelve areas of critical concern, the NGO Working Group on Women, Peace and Security was formed to advocate a UNSC Resolution focused on women’s unique contribution and experiences of conflict. Through lobbying and advocacy, the NGO Working Group played a vital role in drafting the resolution and through UN Resolution 1325 successfully complicated the popular narratives that stereotyped women as either victims or inclusive peacebuilders. UN Resolution 1325 directs policymakers to consider all of women’s experiences in conflict and links women’s rights to international peace and security. The adoption of an additional seven resolutions builds upon 1325 and make up the WPS agenda. It rests upon a four-pillar mandate; prevention of violence and derogation of rights; protection from violence; participation in peacebuilding and post-conflict reconstruction; and relief and recovery. Laura Shepherd and Jacqui True broaden ‘relief and recovery’, to include identifying the structural social, political and economic conditions required for sustainable and lasting peace. Specifically the WPS agenda addresses sexual and gender-based violence (SGBV) in conflict, measures to ensure women’s participation in decision-making processes and post-conflict programs, gender mainstreaming in UN activities and peacekeeping operations, and gender-sensitive prevention frameworks. The WPS agenda provides basis for international engagement with gender issues. With R2P, the WPS shares a commitment to improve human security and revealing and preventing women’s human rights abuses through international engagement. Disappointingly, despite both frameworks emerging sharing similar underpinnings, R2P and its community continue to fail to address gender issues encompassed within the WPS agenda.

R2P did not embrace the central messages of Resolution 1325 nor were points of synergies explored where there was a lack of dialogue and acknowledgement towards gender issues. From the outset, gender was excluded from the original formulation of R2P with only one of the 12 commissioners being a woman and only seven of 2000 sources consulted including gender. Women within the original R2P document were framed in terms of vulnerable populations in need of protection. ‘Women’ were mentioned three times only in reference to ‘rape and sexual violence’, which was mentioned seven times, where SGBV falls under crimes against humanity, war crimes and ethnic cleansing. No reference was made of women being active participants and agents in conflict prevention, protection and post-conflict reconstruction. This is despite the transformative possibilities of including aspects of the WPS agenda. R2P disregards WPS as a paradigm for conflict prevention and its centrality to peace and security. Here, as discussed below, three common intersecting commitments could overcome this disconnect.

Intersecting Commitments

• Prevention and early warning systems

The inclusion of gender issues into existing early-warning frameworks and systems may illuminate potential and/or existing R2P situations. Studying macro- and micro-level changes to women’s lives reveals the escalation of violence and derogation of individual rights in hyper-masculinised and militarised societies. Gender-sensitive indicators include average levels of female education, impunity towards SGBV, increased kidnappings, sex work, female heads of households and domestic violence. Moreover, gender-sensitive indicators are not synonymous with women-sensitive indicators, but can monitor aggression and militarisation within a society, such as the persecution of men that do not take up arms. UN Women implemented several context-specific programs that have resulted in a comprehensive how-to guide of 85 gender-sensitive indicators that provide a holistic early warning system. Furthermore, through empirical analysis Sara Davies and Jacqui True found strong connections between systemic gender inequality and discrimination and the use of SGBV in conflict and non-conflict settings.

Despite the benefits of including gender-sensitive indicators, gaps in women’s participation in early-warning initiatives have not been overcome. The UN Office of the Special Adviser on the Prevention of Genocide and the Responsibility to Protect have not addressed the role of gender inequality or gendered violence in early warning systems. A recent framework of analysis on the prevention of R2P crimes continues to situate women in the narrative of ‘vulnerable population’ with children and the elderly, and in regards to sexual violence and reproductive rights. This is despite, as Davies and True argue, systemic and structural gender inequality is a potential early warning factor for preventing mass SGBV.

Since gender inequality increases the likelihood of R2P crimes any strategy of prevention must address gender norms that oppress and marginalise women. Gender-sensitive indicators highlight structural political, economic and social inequalities that maintain gender inequality in a given society that impacts post-conflict reconstruction and conflict protection.

• Gender-sensitive Protection in Peacekeeping Operations

The protection pillar of WPS stresses the full involvement and participation of women in the maintenance and promotion of international peace and security. This includes gender mainstreaming in all peacekeeping missions and the addition of gender units and advisers. Providing an official female presence in conflict areas, refugee and Internally Displaced Persons (IDPs) camps is essential to improve access and support for local women to communicate in an official capacity. Women can approach each other more easily in female-only settings where women may be prohibited to talk to male strangers. Moreover, SGBV is more likely to be reported between women. However, as of February 2016, only 3.34 per cent of military and 9 per cent of police were female. Although there is at least one female in every peacekeeping force, the number varies from 1 woman out of 17 deployed in the UN mission in Afghanistan to 799 women out of 17,453 deployed in the UN-African Union Mission in Darfur. Of 105,315 deployed peacekeepers, women only comprise 4.05 per cent. Although numbers have improved since the adoption of UN Resolution 1325, increases have been marginal and reflect the low number of women included in UN peace building efforts.

Furthermore, implementation of gender-sensitive protection needs to move beyond the ‘add women and stir’ policy. Rather, WPS knowledge needs to be utilised in peacekeeping operations and wider UN peacebuilding efforts. For instance, the assumption that men are heads of households and therefore assistance being distributed to mainly men does not reflect post-conflict realities. Women are often widowed during and after conflict and adopt non-traditional roles such as heads of households. Since post-conflict programs and assistance does not recognise this, women are forced to take drastic measures to support their family and may take part in exploitive aspects of peacekeeping economies, like the sex industry. The misconception could be countered through gender units, gender-awareness training on more than an ad hoc basis and extensive comprehension of WPS.

• Women’s participation in post-conflict reconstruction.

The post-conflict phase is complex with many overlaps where the WPS agenda would assist states and the international community in post-conflict responsibilities. However, here I will focus on women’s participation in peace processes. Women’s involvement in peace processes is mentioned in every resolution of the WPS agenda. Evidence suggests that the inclusion of women at the peace table as witnesses, signatories, negotiators and mediators makes it 35 per cent more likely a peace agreement will last. Nevertheless, women’s quality participation in official capacities remains insufficient. Women and gender provisions have slowly started to be incorporated into peace agreements with a textual increase since the passing of Resolution 1325.

However, by essentialising women as mothers, caregivers and victims, women are excluded from peace negotiations where, ironically, the cessation of hostilities is reliant on those who took up arms. I am not arguing that women are better peacemakers, but that their participation is vital to ensure that their experiences of conflict are acknowledged. Around the world, women lobby for participation to ensure their needs and security concerns are addressed. In Somalia, the Sixth Clan was formed in response to the five traditional Somali clans failure to include women in negotiating teams. Asha Hagi Elmi became the representative of the Sixth Clan in 2000 and in peace talks in 2002, becoming the first female signatory to a peace agreement in 2004. Peace processes must include women as more than lip service to inclusivity.

Conflict transition provides a chance to create a more equal society by transforming the gendered relationships and identities that contributed to the production of violence. Women’s participation is essential to represent half the population during peace negotiations, to ensure explicit inclusion of women’s rights and gender provisions, and could have major implications for women’s social, political and economic status, and involvement in wider post-conflict initiatives. It is imperative that women are involved during that critical post-conflict transition to be enabled to affect positive changes.

Conclusion

Despite these areas of common engagement, R2P remains silent towards analysis and discourse surrounding the WPS platform. Both frameworks emerged at similar times and share central tenets of prevention, participation and protection, however women’s involvement in R2P has been grossly deficient. I have briefly demonstrated here, and examine in depth elsewhere, three areas of common engagement between R2P and the WPS agenda. I identify three common intersecting commitments – prevention and early warning frameworks, protection and gender-sensitive peacekeeping, and women’s participation in peace processes. Implementing gender-sensitive policies, legislations and programs will highlight the different lived experiences of men and women and the insecurities that arise during conflict and post-conflict reconstruction. R2P has much to gain from the WPS agenda and vice versa, where alliance with R2P and its community could aid the WPS agenda in addressing major gaps in its implementation. Alignment, both practical and normative, could provide an inclusive and holistic protection platform and encourage sustainable peace.

Sarah Hewitt is a PhD candidate at Monash University, Australia with the Monash Gender, Peace and Security Centre. Her article,  ‘Overcoming the Gender gap: The Possibilities of Alignment between the Responsibility to Protect and the Women, Peace and Security Agenda’, was recently published in the Global Responsibility to Protect Journal. Sarah has also posted on Protection Gateway.

Following President Rouhani’s success in last August’s election, relations between the United States and Tehran have improved substantially, partly because of the election result but also because the Obama administration has a more positive view of Iran. There is no guarantee that the US election in 2016 will result in an administration sympathetic to further progress. This element of uncertainty will be factored into the policy-making process of the Rouhani administration. Even so, prospects for a negotiated settlement to the nuclear issue are the best they have been for a decade and it follows that if an agreement is concluded, this is likely to have a pronounced effect on Iranian foreign policy as it finds itself in a more positive international environment.

The Ahmadinejad Legacy

President Luiz Inácio Lula da Silva is greeted by the President of Iran, Mahmoud Ahmadinejad. Source: Wikipedia

The flamboyance and the sometimes inflammatory rhetoric of the Ahmadinejad administration (2005-13) disguised a pragmatic foreign policy that combined a degree of confrontation on the nuclear issue with the enhancing of contacts with many countries across the global south, including left-leaning states in Latin America and numerous states in sub-Saharan Africa. It also sought to maintain reasonable links with Russia and China while limiting links with the West. While acceptable to much of the “Iranian street”, it was at odds with the liking of elements of western culture by young Iranians and the nuclear issue was deeply problematic in terms of the impact of sanctions.

While much is made of their role in bringing Rouhani to power and then to the negotiating table, the reality is rather different. Sanctions were effective, in part, because of the parallel impact of internal economic mismanagement by the Ahmadinejad government. Thus, if the Rouhani government improves the management of the economy then even the modest sanctions relief already promised will combine to enable the government to benefit through early respite from recent economic woes.

One other key factor is that Iran’s standing in the region, including the Arab world, has been damaged by its support for the Assad regime in Syria. Under Ahmadinejad, Iran saw the Assad regime as a strong and necessary ally, especially in combination with the Maliki government in Iraq. But as the war in Syria has worsened, and as the violence in Iraq degenerates towards a civil war, many states blame Iran. Regional powers such as Saudi Arabia and Egypt hold Iran partly responsible for the violent suppression of the Sunni majority in Syria, and states beyond the region believe Iran bears some responsibility not just for that but also for the possible spread of the war to Lebanon.

Conservative Strategy

Hassan Rouhani speaks in Mashhad during his presidential campaign Source: Wikimedia

Rouhani’s victory was singularly impressive in that he gained an absolute majority on the first ballot against four relatively conservative opponents on a 72% poll turnout. While this has given him considerable authority, most power still lies with the Supreme Leader. However, Ayatollah Khamenei has to be aware of the popularity of Rouhani, a matter made more difficult for him by Rouhani’s preference for avoiding a personality cult. While the election gave Rouhani a clear mandate for negotiating with the US, conservative elements are regrouping.

For these elements a particular concern is the election of the Assembly of Experts – the parliamentary upper house, which selects the Supreme Leader – that are due in September this year. Their fear is of a buoyant Rouhani government that will damage conservative prospects still further following last year’s reversals. It appears to be for this reason that they have sought to persuade the Supreme Leader to expand the negotiating team at the Syria peace talks in Geneva to include more hard-line elements and to have a Majlis (parliamentary) oversight body for the whole process. This would be dominated by conservatives. Rouhani’s Deputy Foreign Minister, Seyed Abbas Araqchi, has stated officially that the negotiating group remains accountable to the Supreme National Security Council, not a Majlis body, but there are reports of more members recently being appointed to the group.

What this means is that the Rouhani government will have a strong interest in developing policies that are attractive to the domestic constituency as soon as possible. The emphasis will undoubtedly be on the nuclear issue and getting further sanctions relief which, in combination with better economic management, could ensure palpable improvements in the economy and consequent political popularity. This, though, is not enough and liberalising economic reforms such as removal of subsidies may even exacerbate short-term economic difficulties. It follows that the Rouhani government will be looking closely at ways of increasing Iran’s standing in the region and beyond.

Developing Foreign Policy: Iran in the world

A key aspect of the Iranian outlook is a belief in Persia’s very proud history, one that extends over thousands rather than hundreds of years, and the consequent belief that Iran has not been realising its potential as one of the world’s potential great powers. This view of historic greatness transcends religion, even if Iran sees itself also as the centre of the Shi’a Muslim world. Iran has a population of 80 million, a little less than Egypt at 85 million and Turkey at 81 million. Egypt has formidable internal problems and a weak non-oil-based economy; Turkey is far stronger in terms of economy, even if it, too, lacks significant fossil fuel reserves. Since its 2013 counter-revolution, Egypt is also increasingly reliant on Saudi Arabia, Iran’s greatest rival for influence in the Gulf and wider Middle East.

Iran has all the problems of a near-moribund economy but has remarkable potential for development given that it has close to 10% of world oil reserves and 15% of gas reserves. The latter is largely shared with Qatar because of the huge reserves under the Gulf. There have so far been few problems of delineating boundaries – indeed relations with Qatar remain quite good despite major differences on other issues such as Syria, where Qatar, with Turkey, strongly backs the anti-Assad rebellion.

Asia or Europe?

Iran Foreign Minister Javad Zarif walks with EU High Representative Catherine Ashton at the EU +3 and Iran talks, November 2013. Source: EEAS (Flickr)

The issue for Iran relates largely to where it seeks to develop its economic and political alliances. To the immediate east the borders with Afghanistan and Pakistan are hugely significant, especially in the case of Afghanistan where opium and refined heroin smuggling across the border has cost the lives of hundreds of Iranian border guards. Iran has close links with the north-west parts of Afghanistan and has no liking for the Taliban. It is suspicious of Pakistan because of radical Sunni Islamist elements within the state, its long-term support for the Taliban, close security ties to Saudi Arabia and the precarious security predicament of the Pakistani Shi’a community, but still seeks to improve relations, not least through exporting gas. The originally planned Iran-Pakistan-India pipeline is going ahead as far as Pakistan. Iran will further increase its links with Afghanistan, where it has greatly increased aid in recent years, especially to projects in the north-west of the country.

India and China are both significant importers of Iranian oil and gas and China has been particularly useful to Iran in two respects. One has been long-term investment in the development of new oil and gas fields, and it remains much appreciated that China persisted with this when relations with the US were at their lowest. The other has been China’s supply of carefully selected weapons, especially shore-based anti-ship cruise missiles. Iran will maintain close links with China, but will not eschew improved relations with India, seeing it as a useful counter-balance to Pakistan.

The links with southern and eastern Asia will remain highly significant in terms of Iranian foreign policy but it is already clear that a priority will be to improve relations with neighbouring Turkey, already demonstrated by the meeting between Foreign Ministers Mohammad Javad Zarif and Ahmet Davutoglu in Tehran last November. In spite of considerable differences over Syria, the countries have good relations in other respects, and Turkey’s past role in trying to defuse the nuclear issue remains appreciated. Trade relations between Iran and Turkey have expanded greatly in the past decade.

It is highly likely that Iran will seek a much closer relationship with Turkey, seeing the two countries together comprising an axis of influence linking Europe and Asia. The Turkish attitude to this is likely to be very positive, seeing it as a useful factor in increasing Turkey’s significance for the European Union. This does mean that the Rouhani government has an added interest in seeing a scaling down of the Syrian War. It is probable that a Turkey/Iran connection is more important to Tehran than the much vaunted Lebanon/Syria/Iraq/Iran “Shi’a crescent”.

The rivalry with Saudi Arabia remains pervasive and is a crucial proxy element in the Syrian conflict but Rouhani’s personal links with Saudi diplomats in the past, combined with Iran’s need to see the war scaled down, means that even here there may be potential for progress. Further improving relations with the US will be a priority but the Rouhani government recognises the risk of sudden changes in US leadership in less than three years time. This means that European links remain useful but Iran does not look to the west to ensure its standing in the world. Turkey, China and India are more significant and this will remain as long as Rouhani is in power. Of these, Turkey is probably the most important.

Implications

Rouhani has barely a year all told to build on the considerable support he gathered last year, and this is against a background of entrenched conservative and theocratic elements that will work hard to limit his capacity. While he will give ground on nuclear issues and may work towards a Syrian settlement, if Iran is allowed to participate in Geneva ll, there is a risk that this can be presented by his opponents as a sign of weakness. Economic progress might blunt this but an additional way forward is to engage in a much more active foreign policy. One consequence of such a shift to the north and east is that Iran may not see Europe as important to its interests to the extent that Europe sees Iran. This is a reflection of more general global changes, bringing its own challenges.

Paul Rogers is Global Security Consultant to Oxford Research Group, for which he writes monthly security briefings.  He is Professor of Peace Studies at the University of Bradford and author of numerous books including ‘Beyond Terror’. Paul writes a weekly column for openDemocracy  and tweets regularly at @ProfPRogers.

Featured image: President Rouhani delivers remarks at the Hilton Hotel in New York City, September 2013. Source: Asia Society (Flickr)

A crowd of demonstrators participating in a protest against the ongoing use of weapons by rebel militias inside Tripoli and accompanying atmosphere of lawlessness wave banners demanding disarmament and the creation of a national army. The newly-formed Libyan government is struggling to assert itself over the disparate power actors who emerged over the past year.

As the price of oil goes down, the pace of freedom goes up… As the price of oil goes up, the pace of freedom goes down…” So says New York Times columnist Thomas Friedman, who argues that the first law of ‘petropolitics’ is that the price of oil and the pace of freedom are inversely correlated in countries “totally dependent on oil” for economic growth. Friedman’s attempt to link economic oil dependency and political freedom is an interesting one, which could go some way towards explaining why many of the world’s top oil-exporting countries are governed by heavy-handed authoritarian regimes. However, the correlation between recent oil price spikes and anti-authoritarian action – particularly in the Arab Spring – challenges Friedman’s assessment.

Rather than being driven by drops in oil revenues for authoritarian regimes, popular unrest and armed resistance  in countries such as Libya may in fact be correlated with the price of oil remaining high. Inward pressure caused by oil price spikes on petroleum-fuelled supply chains for basic commodities can exacerbate already harsh living conditions, galvanising rebel factions to form a unified anti-authoritarian front against a regime that can no longer ensure price stability for essential goods. This seems true of the 2011 uprising in Egypt (the world’s largest wheat importer), as bread prices rose drastically following the doubling of global wheat prices between June 2010 and February 2011. The impact of high oil prices on the production, shipping and distribution of staple commodities such as corn and wheat – both of which saw severe price escalations of near 40% in 2008 – can lead to social unrest and, in the case of Egypt, the toppling of an authoritarian regime.

High oil prices mean freedom on the rise?

Since December 2010, when mass protests began gathering steam in Tunisia, oil prices have remained consistently high, hovering at $82 per barrel. Is it a coincidence that in September 2011, when rebels overtook the coastal town of Bani Walid, one of Colonel Gaddafi’s last strongholds, oil was just above $82 per barrel and the FAO food price index had reached a ten-year high? While oil revenues may be a temporary source of political stability for some authoritarian regimes, the pressure of increasing price volatility on supply chains, due to scarcity in supply, can convert to instability downstream as oil prices have a compounding impact on food prices. Indeed, in December 2010 just a week before the self-immolation of Tunisian food vendor Mohamed Bouazizi, New England Complex Systems Institute a Cambridge-based organisation comprised of faculty from Harvard, MIT and Brandeis, warned the US government that global food prices were about to cross a socially dangerous threshold. If anti-authoritarian action is any indication of freedom ‘on the rise’ then high oil prices in oil-dependent states are at least one major factor.

Of those countries mentioned in the International Energy Agency’s 2011 list of top oil exporters, ten out of fifteen are classed by Freedom House as ‘Not Free’. Freedom House, ‘an independent watchdog organisation dedicated to the expansion of freedom around the world’, base their rankings on two broad categories: political rights and civil liberties. The former they define by a country’s electoral process, degree of political pluralism and level of participation/ functioning of government; the latter by degree of freedom of expression and belief, associational and organisational rights, rule of law, and personal autonomy and individual rights. The irony, according to Friedman, is that Western dependence on oil imports from countries which are ‘Not Free’ has channelled revenues to authoritarian regimes that oppose freedom. This paradox undermines Western credibility as champions of democracy. In a post-9/11 world, where militant extremists reportedly seek safe harbour in oil-exporting states like Saudi Arabia, the consequences of Western oil dependency undermine the West’s long-term security goals. But, when it comes to Friedman’s equation for ‘petropolitics’, the reverse may actually be true. Recent events such as the Arab Spring demonstrate that as the price of oil rises, impacting staple commodity prices, so too does the need for change – change that is blocked by Western dependence on remaining regimes.

Bottom-of-the-barrel security

Western countries reliant on fossil fuel imports from nations ruled by authoritarian regimes are suffering from a crisis of legitimacy – a crisis which could render us more insecure in the long term. In Algeria, where the Arab Spring has not resulted in full on revolution, violent extremists recently made their presence felt at the ‘In Amenas’ gas plant, brutally murdering 37 expatriate workers. The plant, which is jointly operated by BP, Norway’s Statoil and Algerian state oil and gas company Sonatrach, is a major supply source for Western markets. Algeria is responsible for roughly 12.2 billion barrels of crude oil reserves. 85% of Algeria’s oil exports are destined for European and North American markets. Under the leadership of Abdelaziz Bouteflika, whose five year executive terms are renewable indefinitely, Algeria certainly does not rate highly on the list of Freedom House ‘Freedom Ratings’. Military and intelligence services strictly monitor and interfere with open elections. But the Arab Spring may not ever reach Algeria precisely because of the stability brought to the country by a Western-funded heavy-handed regime, which goes to great lengths to protect the general population from militant Islamist extremists and pro-democracy activists alike. Saudi Arabia and UAE are governed by similarly oppressive regimes; regimes which subvert democracy in favour of ‘stability’. Both supply oil and gas to the West. Both benefit from revenues gained through Western dependence in spite of their heavy-handedness.

Interests versus values

The Arab Spring has been full of unfortunate surprises linking former and current administrations to corrupt leaders. Photos of a smiling Tony Blair, getting up close and personal with much maligned Colonel Gaddafi, were a hit in the mainstream press as well as online following the collapse of his regime. Not long before that, the Bush Family’s close ties to the Saudi royal family did little to lend credence to their Middle East pro-democracy campaigns in the early 90s and 2000s.

Germany is in a similarly awkward position as the the largest energy consumer in Europe, with oil making up 38% of Europe’s overall consumption in 2011. Germany is Russian state-controlled energy giant Gazprom’s biggest European customer with 34% of total sales volume of Russian ‘blue fuel’ destined for German markets last year. There was therefore more than a hint of hypocrisy in Angela Merkel’s recent remarks during a visit by Vladimir Putin to a trade fair in Hanover that Russia ‘needs more NGOs’. The statement was made in regards to a Russian law passed last year requiring all NGOs that receive overseas funding to register as  ‘foreign agents’. Topless Ukrainian activists from the pro women’s rights group ‘Femen’ made their presence felt at the trade fair, drawing attention to  Russia’s crackdown on civil society groups and independent media organisations. Russia’s authoritarianism is a key element of the Putin government, but the issue arguably receives little mainstream coverage in the West compared to the Middle East.

Germany and, by extension, Europe’s de facto dependence on Gazprom to meet their energy needs provides yet another example of why Western countries need to seek develop a more sustainable energy security strategy. It is difficult to legitimately champion broad concerns about upholding civil protections, when some of your largest business partners engage in the shadowy practice of denying basic freedoms to their own citizens.

Renewable energy… and freedom?

In light of the above we can welcome new approaches to energy security, which are aimed at reducing dependence on fossil fuel imports from authoritarian states. The Obama Administration’s ‘All of the Above’ energy strategy, as well as the pragmatism which the European Union, led by Germany, has shown in pushing forward a low carbon agenda are both steps in the right direction. Obama has pledged to double American energy efficiency by 2030, setting aside $2 billion over 10 years to support research into ‘a range of cost-effective technologies’, including electric vehicles, domestically-sourced biofuels, fuel cells, and domestically-produced natural gas. The plan also includes scope for reducing oil imports, while boosting renewable electricity generation from wind, solar and geothermal sources. Although Obama’s plan is far from low carbon, it shows promise. By comparison the UK Government, which at one time pledged to be the ‘greenest government ever’, has attempted to push forward its nationwide low carbon transition through the establishment of a Green Investment Bank. However, fairly recent public squabbles in the UK between Ed Davey, Secretary of State for Energy and Climate Change and Chancellor George Osborne the UK’s finance minister, have called that agenda into question.

Friedman’s claim of an inverse correlation between high oil prices and authoritarianism is flawed. But his point about ‘petropolitics’ is still crucial to security, not only because he tries to link oil price fluctuations to authoritarian politics, but also because he highlights how Western dependence on foreign oil provides significant revenue streams on which remaining authoritarian governments can rely. It is also important to point out that as the global price of oil becomes more volatile due to price instability (see: ‘peaky behaviour’) the economic stability of authoritarian regimes that have consolidated their power bases around fossil fuels will almost certainly erode. Moreover, as the impact of oil prices continue to destabilise staple commodity prices, authoritarian regimes will almost certainly come under increasing pressure from their own populations to step down. Western countries that have formed dubious partnerships with these regimes in order to meet their energy security needs will risk further embarrassment when these regimes are toppled by the inevitable anti-authoritarian movements. Western leaders might then stand by and wait to pick a winner – a dubious strategy at best – in order to ensure that supply shipments are not further destabilised. But is this sustainable?

Renewable energy is not the most obvious factor for bolstering the strength of nations. But it is fast becoming clear that Western dependency on fossil fuel imports from countries governed by heavy-handed regimes cannot go on. The International Energy Agency has recently announced that power generation from renewable sources worldwide will exceed that from gas and be twice that from nuclear by 2016. That’s a positive sign. As for oil, we will have to wait and see. But if the restoration of Western legitimacy as champions of the “free world” is a top priority for Western leaders, then more support for domestic renewable energy growth is essential.

Phillip Bruner is Founder of the Green Investment Forum and a guest lecturer in global political economy at the University of Edinburgh

Image source: United Nations Photo

Western states are growing increasingly reliant on private military and security companies. Fully understanding the privatization of security and its effects on sustainable security requires the inclusion of a critical gender lens.

Introduction

In 1999, the American private military contractor Dyncorp hired Kathryn Bolkovac as UN International Police Task Force monitor in Bosnia-Herzegovina. In the course of her work Bolkovac raised allegations that private contractors and UN employees were trafficking and sexually exploiting young girls. In 2002, a UK court acknowledged that Bolkovac was wrongfully dismissed for bringing the story to light, but nobody was ever prosecuted for the alleged sex trafficking.

Bolkovac’s story — dramatized in the movie The Whistleblower  — captures perfectly some of the challenges to accountability when security functions are outsourced to the private sector and performed by transnational security forces. Security privatization reduces transparency and accountability in ways that exacerbate and make less visible the gender inequalities and gender-based violence that pervade militarized security contexts. Moreover, security privatization increases the profitability of insecurities, making it more difficult to tackle the causes, including gendered causes, of insecurity. Understanding the privatization of security and its effects on sustainable security requires the inclusion of a critical gender lens.

PMSCs and gender: an emerging challenge

Image by chuck holton via Flickr.

Over the past three decades a new challenge to sustainable security has emerged: the growing reliance on private military and security companies (PMSCs) by Western states, international organizations, non-governmental organizations, and transnational corporations. PMSCs offer a wide range of services from logistical support, intelligence, training, armed and unarmed guarding and protection, to reconstruction and more. The US-led wars in Afghanistan and Iraq have shown that today waging war is contingent on heavy involvement from the private sector. Private contractor numbers have trailed and at times outpaced US troop levels in the wars in Afghanistan and Iraq. In February 2010, the US DoD employed more than 100,000 private contractors each in Afghanistan and Iraq.

A number of high-profile cases have highlighted the problems associated with the use of private contractors in Iraq and Afghanistan. Private contractors were involved in the abuse of prisoners at Abu Ghraib and the 2007 shooting and killing of Iraqi civilians in Nisour Square. Allegations of war crimes, poor working conditions, sexual harassment and human trafficking, and disregard for local populations have come to shape the public image of the private security industry over the past two decades.

In this context, gender has become part of the industry’s attempts to improve its reputation. Gender considerations have made it into the voluntary International Code of Conduct for Private Security Providers that came into effect in November 2010. The International Code of Conduct explicitly addresses gender in three paragraphs on gender-based violence, selection of personnel, and harassment-free work environments. Gender has also been declared ‘good for business‘ by the private security industry. Female employees of PMSCs are seen as useful to conduct security checks on women or to foster positive interactions with local populations, and thus seen as instrumental to operational effectiveness. This attention to gender, while positive on the surface, has mostly served the purpose of creating greater legitimacy for the industry. It has not addressed the larger impacts that outsourcing have on women’s claims to greater and equal participation in the military sphere and the gendered impacts of the use of private forces in local contexts.

A critical gender lens on private security

Gender is not just a ‘problem to be solved’ for private contractors, but is fundamental to the reorganization of force through privatization, to the functioning of the private security industry, and to how the industry legitimizes itself. The greater use of private force is part of the broader neoliberal transformation of militarized citizenship that has also entailed a shift from conscription to all-volunteer forces in many Western states. This reorganization of public force has meant an end to the male citizen-soldier model and the greater integration of women into all-volunteer forces. The greater reliance on private security has occurred alongside to the greater integration of women into Western public militaries. While some decry the feminization of public militaries, others have shown how PMSCs actively rely on hyper-masculinity in portraying themselves as more effective security forces vis-a-vis the public sector.

PMSCs that provide security services primarily recruit from the army and special forces. In doing so, they replicate and even reinforce the gendered division of labour present in the public military sphere. However, PMSCs have also made a concerted effort to distance themselves from the hyper-masculine images of trigger-happy burly ‘cowboys’ and shift towards a softer and more legitimate image of masculinity, shedding the hyper-masculine militarized image for one emphasizing humanitarianism, protection, professionalism, and expertise. At the same time, privatization sidelines and depoliticizes questions of gender equality in the military sphere. There is neither publicly available data on women in the private security industry nor public debate on their marginalization within the industry. By its very logic, profitability drives the private security sector and not questions of citizenship and equal participation.

Gender also intersects with race and citizenship to shape the division of labour in the globally operating private security sector. A large segment of the workers hired or subcontracted by PMSCs comes from the Global South. The globally operating private security industry can be thought of as a hierarchy of masculinities. Western contractors are at the top of this hierarchy, and so-called third-country nationals (TCNs) from the Global South sit at the bottom. Profitability is in part achieved through the exploitation of this vulnerable migrant labour force.

The outsourcing of military security functions to private companies has allowed a global rescaling of labour recruitment in support of Western military operations. As data from the US wars in Iraq and Afghanistan show, a majority of contractor labour is made up by ‘third-country’ and host-country nationals and not by US citizens. For example, of the more than 200,000 DoD contractors working in Iraq and Afghanistan in February 2010 (mentioned above), less than 40,000 were US citizens. The racialized hierarchy among contractors of different citizenship is evident not only in pay and working conditions, but also in the kind of work performed. While local and migrant workers perform much of the logistical support work, their proportion is particularly high when it comes to the more dangerous armed security work.

Conclusion

Simply bringing consideration of gender into the private security industry is not a sufficient enough means of addressing the problems that security privatization poses for sustainable security. Conflict is often justified and waged by appealing to gendered notions of security: masculinized protectors and defenders, and feminized and vulnerable populations in need of protection. Private actors feed into this gendered discourse, portray themselves as masculinized protectors, and benefit from continuing insecurities and global inequalities. As insecurities create new market opportunities for the private security industry, gendered discourses of protection and gendered divisions of labour are being reinforced while sustainable security becomes more elusive. We need to be mindful of security privatization and the fundamental ways in which it is gendered as we work towards remaking security in more sustainable ways.

Maya Eichler is Canada Research Chair in Social Innovation and Community Engagement and Assistant Professor of Political Studies and Women’s Studies at Mount Saint Vincent University.