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  • Beyond crime and punishment: UK non-military options in Syria

     

    This piece by sustainablesecurity.org’s Zoë Pelter and Richard Reeve was originally published on 5 September, 2013 on openDemocracy 

    4815774738_b9962f4875_bThe narrow defeat on 29th August of the UK government’s parliamentary motion on support in principle for military action against the Syrian regime has forced Prime Minister David Cameron to concede that Britain will play no part in any direct attack on Syria. If the UK is to play no military role in ‘punitive’ responses to the regime’s alleged use of chemical weapons, what options are open to the UK in terms of resolving the Syrian conflict, protecting civilians and punishing those responsible for war crimes there? And how does Cameron’s overt preference for the military option, with or without UN mandate, condition these non-military options?

    Pushing for peace

    The possibility of a negotiated peace in Syria should not be dismissed. Neither the regime’s military, militia and foreign allies, nor the variety of armed factions ranged against them (and, increasingly, each other) are exhausted. Nor do the Assad regime’s mid-year successes in central Syria presage any imminent likelihood of it regaining control of the north and east. The strategic stalemate that appeared to set in to the conflict in June, after pro-Assad forces retook al-Qusayr, arguably presented a breathing space for negotiations and the so-called Geneva II conference, proposed by the US and Russia, with UN and Arab League backing, the previous month. As recently as mid-August, the Geneva talks were expected to resume in September.

    But even convening these talks will now prove far harder. Expectation of Western intervention against President Bashar al-Assad, as well as their own increasing divisions, gives the Western-backed armed opposition groups an incentive to delay talks. Jihadist groups that have proved effective militarily are largely excluded. US and Russian facilitation of the Geneva process, however fraught, also tends to exclude the voices of regional actors like Turkey, Iran, Iraq and Saudi Arabia, each of which feels its interests very directly threatened in Syria and gives active support to one or more armed faction.

    This calls for a rethinking of the Geneva process, if not the 2012 transition roadmap, to bring in the full range of actors, not the abandonment of peace talks. Threat of US-led intervention and its own increasing international marginalisation, should it be proved to have launched a chemical attack on 21st August, could incline the Assad regime towards a negotiated settlement, perhaps even an exit and exile strategy.

    Cameron and PutinThis will not happen without pressure from Iran and Russia. Both have much to lose in Syria, but neither is entirely closed. Iran is still in its post-electoral opening and under severe economic pressure, looking to cut a wider deal with the West. Russia may not be comfortable with its isolated position defending the alleged user of chemical weapons. Like the US, it fears the growing influence of jihadi groups while the current stalemate continues. While there is little hope of Moscow abandoning its Security Council veto over action against Syria, it will be embarrassed if it stands almost alone defending Assad in the Council or against a General Assembly resolution. Neutrally collected and analysed evidence of Syrian regime culpability for chemical weapons attack will be crucial to shifting Russia’s position.

    Having made clear its preference for ‘punitive’ military action, and been frustrated by parliament in pursuing such action, the UK government is not ideally placed to broker negotiations. Yet the UK does have influence with Syrian opposition groups, in the Gulf States and, when it acts in concert with its less interventionist EU partners, with Russia, Turkey and Iran.

    Fighting impunity

    Again, the importance of due investigative and legal process through UN Fora is crucial. When asked on 29 August if he agreed that Assad should be prosecuted at the International Criminal Court (ICC), David Cameron replied curtly that these processes take time. Yes, the wheels of institutional responses turn slowly, not least justice institutions. Yet the most obvious response to any breach of customary international law on the use of chemical weapons (Syria is one of just five states not to have signed the 1993 Chemical Weapons Convention) is a war crimes prosecution through the ICC. It is not important that Syria has not signed the Court’s establishing Rome Statute. Assad and any responsible commanders could still be subject to international prosecution if the Security Council referred Syria formally to the ICC.

    The UN has been investigating a wide range of alleged crimes committed by both sides with a view to future prosecutions. Clearly, the presence on the Security Council of Syrian allies and a majority of non-signatories to the Rome Statute presents obstacles to referral, but the Council has overcome such obstacles before, notably China’s reluctance to see its Sudanese allies prosecuted over actions in Darfur. With France and other allies, the UK should take the lead within the Security Council in pushing to refer Syria to the ICC based on the same ‘moral minimum’ or red line that has been deployed in favour of armed intervention. This, in turn, may provide leverage to persuade pro- and anti-Assad factions alike to take peace negotiations more seriously.

    Notwithstanding the heavy shadow of its past action in Iraq, the UK’s moral standing is bolstered by commitment to legal and democratic process. The UK should take a breath, step back from punitive reaction and recommit itself to a multilateral, inclusive and legally rigorous approach to resolving the war in Syria and its many affiliated regional conflicts. No other form of intervention will effectively protect the lives and rights of Syrian civilians either in the current war or the difficult peace that must follow.

    Richard Reeve is the Director of Oxford Research Group’s Sustainable Security Programme. He works across a wide range of defence and security issues and has particular expertise in Sub-Saharan Africa, peace and conflict analysis, and the security role of regional organisations.

    Zoë Pelter is the Research Officer of Oxford Research Group’s (ORG) Sustainable Security Programme. She works on a number of projects across the programme, including Rethinking UK Defence and Security Policies and Sustainable Security and the Global South.

    Image sources:

    Image: The Prime Minister welcomes President Vladimir Putin to Downing Street ahead of the G8 Summit. Source: The Prime Minister’s Office

    Image: The Prime Minister during a joint press conference with US President Barack Obama. Source: The Prime Minister’s Office

  • The UN Security Council and Climate Change

    Whether the UN Security Council should address climate change is a highly politicized issue. But a more fundamental question has been lost in this debate—what exactly could the Council do about climate change?

    Given growing concerns about the links between climate change, instability and conflict, it is no surprise that the issue has spilled over into the UN Security Council. Since 2007, the Council has conducted two formal and several informal (“Arria-formula”) sessions on the topic. Bringing the climate issue into the Council has been contentious: proponents, including several European member-states, small island developing states, and other vulnerable developing countries, have sought to use the Council’s agenda-setting power and inject a sense of urgency into global climate politics, particularly at moments when global progress on climate action seems stalled.

    Opponents have raised a range of concerns, including longstanding objections to the Council’s composition and procedures; fears of stretching the Council’s mandate beyond recognition, such that anything could be regarded as a security issue; and concerns about negatively impacting the “legitimate” forum for climate discussions, the UN Framework Convention on Climate Change (UNFCCC) and the Paris Agreement. These objections almost blocked a 2011 thematic debate on the issue, leading the Obama administration to rebuke reluctant Council members for “dereliction of duty”. Only informal sessions have been held since then. At the most recent, in May of this year, several member-states urged that the Council revisit the issue in formal session.

    Too often lost in such political maneuvering is a fundamental question: what might the Council actually do on climate, peace and global security? Surveying the record, one finds a range of different ideas that have been floated by academics, advocates, and some individual member-states. These include relatively modest add-ons, such as keeping the Council apprised of how climate change affects current peacekeeping operations or developing better early-warning capabilities. Bolder roles have also been floated: engaging the Council in proactive, preventive diplomacy on emergent challenges such as competition for Arctic resources or water in international river basins, or even creating a climate analogue to the Responsibility to Protect. There have also been calls to inject the Council into complex political challenges for which no obvious institutional home exists within the UN system, such as the existential plight facing several small-island states and the challenge of climate-driven displacement and refugees.

    There are real questions about whether the Council, as currently constituted, can play such roles productively. One basic challenge is how the Council manages information. Conceptually, early warning fits well with current Council efforts around issues such as famine and human rights emergencies. But in practice, past efforts to extend the gaze of early warning into new issue areas, such as conflict-related sexual violence, have met with opposition, narrow framing, and poor follow-through. There are also many practical challenges yet to be resolved, including how to effectively incorporate environmental variables into conflict-assessment tools, or even deciding which variables matter and by what mechanisms they operate. For an early-warning mechanism to have foreseen the role of drought in the Syrian conflict (a causal role about which there remains no consensus among scholars), it would have had to be able to see not just rainfall or run-off data, but also the water-policy choices of the Syrian regime and the impacts of declining rural subsidies on smallholder farmers.

    Challenges facing the Security Council on climate change

    Image credit: The White House/Wikimedia.

    Even the seemingly straightforward exercise of informing the Council about aspects of climate change directly relevant to its ongoing activities around peacekeeping and fragile states has been challenging. The contentious 2011 session yielded a compromise that called on the Secretary-General to use his reporting function to keep the Council apprised about relevant “contextual information” on climate-conflict links. A review my colleagues and I conducted of 446 subsequent Secretary-General reports to the Council (through January 2016) found only 12 references linking climate change to some aspect of conflict or security (with 11 focused on Africa). Most of the content was highly generalized, noting general contextual trends such as urbanization, land tenure conflicts, or farmer-pastoralist tensions that might bear a climate signature. Even the handful of instances of specific reporting lacked the fine-grained subnational and temporal detail necessary for it to be of any operational or decision-making use. Climate-related references were also highly sporadic, with only one in 2012 and none in 2013.

    A second challenge resides in the Council’s largely reactive nature (when it can agree to react at all). Conflict prevention falls squarely within the Council’s mandate, and the high monetary cost of peacekeeping operations creates a strong incentive for prevention. The concept notes circulated by Council chairs for the 2007 and 2011 thematic debates (the UK and Germany, respectively) stressed conflict prevention as a key rationale for conflict engagement on climate. But for interstate preventive diplomacy, such as might be needed in shared river basins, the Secretary-General’s office has generally been a more effective tool than the Council. And on intrastate conflict, the Council has historically been reluctant to take preventive action. Efforts beginning in 2016 to implement a ‘horizon scan’ briefing from the Secretariat, focused on instability and emergent conflict, revealed the great reluctance of many member-states to appear on the Council agenda as ‘fragile’.

    A third problem is the tricky challenge of managing the political division of labor with the UNFCCC. Proponents of Council climate action have used past debates to try to jump-start sluggish climate diplomacy, even as opponents have warned about encroachment on or perturbation of the institutionalized process of global climate negotiations. Initial optimism around the Paris Agreement cooled such polarization, but was blunted by the Trump administration’s recent withdrawal from the accord. The deeper problem is that the Paris process seems to be half-heartedly engaging some of the critical challenges that would most resonate within the Council: blocking space for the Council while failing to really address the issues. On the looming problem of sea-level rise and the existential threat to small-island nations, the Paris Agreement’s provisions on loss and damage explicitly created an opening to address several relevant challenges, including early warning, emergency preparedness, slow-onset events, risk management, and the resilience of communities, livelihoods, and ecosystems (Article 8.4). This may limit political space for the Council on the issue of small-island statelessness, even as the weakness of the UNFCCC process on “liability and compensation” makes it a poor vehicle for serious movement on the problem. A similar dynamic of blunting political momentum through half-hearted response may be shaping up on climate-induced displacement; the UNFCCC’s 21st Conference of the Parties authorized a task force to develop recommendations on how to address the issue, scheduled to make a preliminary report in 2018.

    What can be done?

    Given such challenges, it may be that the relevant question is not “What climate role for the Council?” but rather “How can climate be part of the process of transforming the Council into a more effective body for sustainable security?” A first step in that direction would be to improve the Secretary-General’s reporting function, as agreed to during the 2011 debate. The most useful information for the Council is probably neither localized crisis briefings nor long-range climate-change scenarios, but rather regional-scale, medium-term assessments. Working on those spatial and temporal scales is most likely to yield forward-looking initiatives that can be supported by those member-states that find themselves most directly affected or vulnerable, as in the case of the Integrated Strategy for the Sahel. The strategy stressed building long-term resilience as one of its three pillars, along with inclusive governance and managing cross-border threats. A Security Council briefing in this context, on links among climate trends, migration, and conflict across the region, was well-received for both its specificity and the backing it had from member states in the region.

    A second step would be to challenge countries seeking a seat on the Council to articulate a specific vision of how the Council should move forward on the issue. Several aspirants for an elected seat have raised the issue in recent campaigns, but the question is also pertinent for those countries aspiring to a permanent seat on an expanded, reformed Council—notably, Japan, Germany, Brazil, and India. How, precisely, do they see the climate issue in relation to the Council’s mandate, with particular reference to preventive diplomacy, disaster vulnerability and displacement?

    Finally, while it may seem challenging in the current political moment, a symbolic gesture from the five permanent members (P5) would acknowledge member-states’ multiple roles across the UN system. Done properly, this could help legitimize an active (but not overreaching) Council role as part of a system-wide response. During the 2011 debate, Nigeria noted the P5’s dual role: “Seated around the table are those who could encourage developed countries to implement their commitments to reducing emissions and supporting developing countries with the requisite technological and financial assistance to address climate change effectively.” Imagine the legitimizing value that would have resulted if the US-China climate deal of 2014 had identified conflict prevention as part of its rationale for cutting emissions. Going forward, such commitments could be incorporated into the Nationally Determined Contributions that states offer under the Paris Agreement, and as action on the Sustainable Development Goals.

    The purpose of such measures is to begin to use climate engagements as a vehicle to transform the Council—into a body that is more capable of legitimate action, more proactive in peacebuilding and conflict prevention, and better able to take the long view of risks and responses.

    Ken Conca is a Professor of International Relations at American University in Washington, DC. His most recent book is An Unfinished Foundation: The United Nations and Global Environmental Governance (Oxford University Press). A more detailed version of the arguments here may be found there, and also in Ken Conca, Joe Thwaites, and Goueun Lee, “Climate Change and the UN Security Council: Bully Pulpit or Bull in a China Shop?” Global Environmental Politics 17/2: 1-20. Conca has been a member of the Scientific Steering Committee on Global Environmental Change and Human Security (GECHS) and is a founding member of the UN Environment Programme’s Expert Advisory Group on Conflict and Peacebuilding. He is, with collaborator Geoffrey Dabelko, the 2017 recipient of the Al-Moumin Environmental Peacebuilding Award.

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  • A top-down approach to sustainable security: the Arms Trade Treaty

     ATT2012 has been hailed as a potential landmark year in the push for greater regulation of the global trade in conventional arms. After more than a decade of advocacy to this end, negotiations took place throughout July towards the world’s first Arms Trade Treaty (ATT), which is intended to establish the highest possible common international standards for the transfer of conventional weapons.  However, although significant progress was made during the month of intense negotiations, the ATT is not yet open for signature. The future of possible work towards a treaty now lies with the First Committee of the UN General Assembly, as discussions continue about the possibility of a second round of negotiations. As the Committee’s session nears an end, this article explores what role a potential treaty – if reopened for further negotiation – could play in a move towards sustainable security.

    The scale of the arms trade is significant; it’s impact, devastating in many parts of the world. From 2006-10, the top five arms exporting countries – the United States, Russia, Germany, the United Kingdom and France – delivered nearly 92 million major conventional weapons* . The recipients of arms transfers include countries such as Sudan, Yemen, Egypt and Libya, where the use of government stockpiles against civilians over the past two years has been particularly abhorrent. However, even as the volume of international transfers continues to increase – by 24 per cent from 2002-2006 to 2007-2011 – there is still no overarching global regulation of the trade. Instead, there exists only a patchwork of national laws and regional agreements that fail to impose any consistent international standard of trade.

    This lack of comprehensive global standards to regulate transfers of conventional arms – which range from battle tanks, combat aircraft and missile launchers to small arms and light weapons – has allowed a flow of weapons to actors who use them in contravention of international humanitarian and human rights law, including terrorist groups and human rights abusers. This in turn prolongs conflict, undermining stabilisation and development efforts. Indeed, as 30 high-profile Oxfam and Amnesty International supporters stated in a letter to UN Secretary General Ban Ki-Moon in at the start of the July’s negotiation conference:

    Every year an average of two bullets for every person on this planet is produced. With so few global rules governing the arms trade, no one really knows where all those bullets will end up – or whose lives they will tear apart. Under the current system, there are less global controls on the sales of ammunition and guns than on bananas and bottled water. It’s a ridiculous situation. The deadly and poorly regulated trade in arms leads to serious human rights abuses, armed violence, conflict, poverty and organized crime around the world. The lack of clear binding principles governing decisions on international arms transfers combined with patchy, diverse and poorly implemented national regulations are inadequate to deal with the increasingly globalised nature of the arms trade. As a result, irresponsible users are allowed to violate international humanitarian and human rights law.

    If negotiated, the ATT would establish much needed internationally agreed norms of responsible state behaviour with regards to arms transfers; with criteria that aims to prevent the transfer of weapons to the aforementioned irresponsible actors.

    What would this mean in practice? An ATT would act to ensure that arms-exporting states have an obligation to conduct comprehensive risk assessments in line with international humanitarian and human rights law before approving international transfers of arms. In so doing, an ATT would provide a crucial delineation of the circumstances under which transfers should not be allowed.

    This has important implications. For example, following a government review of arms exports to the Middle East and North Africa in 2011, the United Kingdom revoked 158 licenses because the exports were found to violate two main criteria for the UK’s Consolidated Criteria for arms exports: respect of human rights and fundamental freedoms, and risk that the exported weapons might be used for internal repression. The impact of certain earlier UK export decisions had become clear in Bahrain in February 2011, when a British-supplied arsenal of crowd control weapons – including stun guns, shotguns, crowd control ammunition and canisters of teargas – was reportedly used by security forces in a brutal crackdown against popular protests**. Although some licenses were revoked, the UK has a further 600 extant licenses to countries such as Syria, Bahrain and Yemen, where rights abuses are notoriously continuing. The aim of the ATT is to ensure that exporting countries consider the dangers to civilians and human rights while deciding whether or not to transfer arms and to prevent transfers where abuse is likely. An ATT is therefore hoped to help stem the flow of arms to actors – state and non-state – who use violent action to undermine rule of law and the international humanitarian laws that seek to protect civilians and sustain security.

    The consequences of irresponsible arms transfers reverberate further than governmental misuse. For example, the 2008 Final Report of the UN Panel of Experts on Sudan stated that arms originating from the stockpiles of Sudan, Chad and Libya had been used in attacks by the Justice and Equality Movement (JEM) forces in Sudan, a militia group included in the UN Security Council arms embargo on Sudan (Darfur region) from 2005 onwards. In the case of JEM attacks on the city of Omdurman in 2008, chain-of ownership tracing by the Panel identified numerous weapons manufactured in Spain, Belgium and Bulgaria, which had originally been legitimately shipped to Libya . Although many of the weapons were formerly exported to Libya in the early 1980s, the report stood as a clear sign of the danger of legitimately transferred arms leaking into the illicit market from irresponsible end-users. By assessing the responsibility of end-users before transferring arms, the ATT might go some way towards encouraging states to stem the flow of weapons to illicit markets from the back-doors of irresponsible end-users. In turn, it is hoped that it will work against the militarisation of societies that threatens the stability of the majority of civilians.

    Treaty negotiations keenly acknowledged the disproportionate impact of small arms and light weapons (SALW) on civilian populations during and after violent conflict and accordingly, SALW are covered in the scope of the treaty. As noted by the UN office for Disarmament Affairs (UNODA) ‘small arms are cheap, light, and easy to handle, transport and conceal. A build-up of small arms alone may not create the conflicts in which they are used, but their excessive accumulation and wide availability aggravates the tension. The violence becomes more lethal and lasts longer, and a sense of insecurity grows, which in turn lead to a greater demand for weapons…They are the weapons of choice in civil wars and for terrorism, organized crime and gang warfare.’  Including these weapons type in the treaty’s scope – and therefore extending beyond the UN Register of Conventional Arms – will increase the number of disarmament tools available to tackle the prolific spread of these weapons and their devastating impact and threat to sustained security during and following armed conflict.

    Each of these aims seeks to counter a pattern of increasing spread of arms and trend towards militarisation which, far from protecting societies, drives insecurity around the world. This is true for states – with the aforementioned trend towards increased spending for conventional arms and annual increases in world military expenditure from 1998-2010 – but also for civilian society. Around the world, millions of people face the direct and indirect consequences of increased militarisation on a daily basis, whether living under the constant threat of weapons held by local gangs or criminals, or direct trauma, injury or fatality as a result of use of weapons in conflict or terrorist action. In the face of these situations, both where the state abuses civil rights or where the state is unable to protect communities from armed non-state groups, communities often choose to seek further weapons as a means of protection, and so cycles of increased militarisation and violence continue to threaten the stability of societies. By stemming a downwards flow of weapons, and making assessments about the likelihood of irresponsible or abusive use of transferred arms, a treaty of this nature may serve to prevent violent conflict and/or help to make conflict less deadly.

    The current draft text does much towards these goals, by including provisions related to record keeping, international assistance and implementation, as well as creating a Secretariat to help signatory states implement the treaty, especially those who may lack the bureaucratic capacity to do so right away. More importantly, it clearly outlines the obligations that signatories would have to conduct comprehensive risks assessments in line with IHL and IHRL before approving transfers and effectively underlines the circumstances in which transfers should not be made.

    However, there are still a number of issues with the draft treaty, which at present leaves loopholes in regulation that would allow for on-going abuses as a result of arms transfers if it is used as a base for further negotiations. As outlined efficiently in Control Arms’ recent briefing ‘Finishing the Job: delivering a bullet-proof ATT’ , at present the draft treaty text falls short in a number of ways. Necessary improvements to the draft include: addressing the exclusion of ammunition from the scope of the treaty; the lack of a provision that requires state reports on transfers to be publically available; lack of provisions for states to consider risks that transferred arms may be diverted or used for corruption, against development or in gender-based violence; and current ambiguity about controls when dealing with states not party to the treaty. It will also be vital for key exporting nations such as the United States to be on board with the treaty for it to be effective. If negotiations are re-opened, negotiators must once again carefully navigate the need to sharpen the treaty scope and criteria with a need to have the participation from a majority of states.

    There is clearly quite some way to go before the treaty could come into force and be implemented effectively. The ATT clearly cannot act as a panacea for conflict-affected countries, nor will it hinder inter-state arms trade or domestic controls. However, if successfully negotiated and implemented, it could be an effective filter to curb the worst of irresponsible and illicit arms trading. The ATT may currently seem abstracted from the real impact of the arms trade, but in the end, as stated by the Control Arms Campaign, ‘the ATT will be judged according to its success in preventing transfers that risk contributing to or facilitating human suffering’. As UK Ambassador Jo Adamson said at the opening of the First Committee session, with the ATT ‘we have a real live example of where we can make a real difference in the real world to real people.’

    *(data on conventional weapons exports and military expenditure derived from SIPRI Yearbook 2012: http://www.sipri.org/yearbook/2012/06)
    **All information in this paragraph can be found in the UK Parliament Committees on Arms Export Controls report ‘Scrutiny of Arms Exports (2012)’  http://www.publications.parliament.uk/pa/cm201213/cmselect/cmquad/419/41902.htm 

    Zoë Pelter is a Research Officer of Oxford Research Group’s (ORG) Sustainable Security Programme. 

    Image source: Oxfam

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  • Militarised Public Security in Latin America in Venezuela

    In our two-part discussion ‘Countering Militarised Public Security in Latin America’,  Sarah Kinosian and Matt Budd explore the roots of the increasing trend towards militarisation of  public security across Central and South America and ask what lessons can be learnt from alternative methods. Part 2 is available here.

    Homeland Secure Plan already has over 40 000 military personnel deployed to ensure peace Source: Prensa Presidencial

    Plan Patria Suegura (Safe Homeland Plan)  already has over 40 000 military personnel deployed to ‘ensure peace’
    Source: Prensa Presidencial

    Across Latin America, governments are sending their militaries into the streets to act as de facto police forces in the face of disproportionally high crime and violence rates. This trend has been going on for several years, but has accelerated in 2013. With the move to deploy over 40,000 troops for citizen security in Venezuela, President Nicolás Maduro joined a growing list of leaders throughout the region – in Honduras, Guatemala, Mexico, and Dominican Republic, to name a few– that have relied on their militaries to carry out police duties. Yet, in the past 20 years, there are no regional examples in which relying on soldiers for the security of citizens for an extended period of time has brought crime rates down.

    Aside from being ineffective, there are other problems associated with militarization of law enforcement. This tactic might offer short-term political or security gains, but it does not provide a long-term solution to the causes of crime. While the presence of the armed forces can slow violence initially, it often just displaces crime to another area, which can return once the troops leave. Sending soldiers to the streets also raises human rights concerns, as the armed forces are trained to track and kill an enemy with as much force as necessary.

    Police, on the other hand, are theoretically trained to use minimal force, investigate crimes, and respect the rights of citizens. When governments deploy troops, the differences between the functions of the police and the military get lost and the line between citizen and enemy becomes blurred. Yet each of the countries mentioned above has weak, corrupt, public institutions, particularly penal and justice systems, which have yielded high rates of impunity and crime. Shifting tides in the drug trade, the expansion of organized crime and rampant inequality, has exacerbated these problems. While police reform efforts are underway, they are flagging, largely due to a lack of funding and/or political will.

    So why, instead of heavily investing in police reform, have governments in Latin America increasingly turned to the military to solve public security problems? With the highest murder rate in South America, and a corrupt government with a strong military tradition, Venezuela provides an ample case study.

    The Shadow of Chávez

    When Hugo Chávez died in March, he left behind an economy in shambles, a dysfunctional judicial system, a broken prison system, security forces rife with corruption, and a politicized government bureaucracy incapable of tackling the resulting spike in organized crime, violence and drug trafficking. In the two decades since Chávez took power, murder rates doubled  – or tripled according to some sources  – and in 2012, Venezuela had the second-highest homicide rate in the world[1]. Caracas, the country’s capital, on its own registers one of the highest murder rates globally, as gang warfare and high levels of street crime plague most urban centers. The country also has become a major hub for drugs transiting from Colombia to the United States and Europe.

    In a post- Chávez Venezuela, the dire security situation appears to be getting worse. In May, just two months after taking office, Chávez’s handpicked successor, President Nicolás Maduro, sent 3,000 members of the military and police to man roadblocks, carry out raids and patrol the streets of Caracas. The deployment was part of an initiative known as “Plan Patria Segura,” (or “Safe Homeland Plan”) which has been expanded to include over 40,000 members of the security forces. Soon, about 80,000 security forces will have been deployed and the military will have an active role in every state. Although the initiative was set to end this October, it looks like troops will be on the streets well past 2013.

    Police Corruption
    Riot police line up at a student protest in Caracas Source: Rodrigo Suarez, Flickr

    Riot police line up at a student protest in Caracas Source: Rodrigo Suarez, Flickr

    One reason Maduro has turned to the troops is that Venezuela’s police are among the most corrupt in Latin America. As in Guatemala, Mexico and Honduras, police in Venezuela have been dismissed by the public as ineffective, corrupt, abusive and complicit with organized crime. In 2012, a Transparency International survey found Venezuelans considered the police to be the most corrupt entity in the country.

    This is not a recent problem – even before Chávez’s reign, the country’s police forces were accused of excessive use of force, unlawful killings of civilians, extortion, torture, forced disappearances and involvement in organized crime. By 2009, even the government admitted police were responsible for up to 20 percent of all crimes. In one poll, 70 percent of respondents agreed with the statement: “Police and criminals are practically the same.”

    As with many forces throughout Latin America, police are underfunded, poorly trained and many times outgunned by criminals. This, compounded by high levels of impunity for officers and officials and a lack of central government control over the country’s 134 police units, has allowed organized crime to penetrate state institutions at every governing level.

    Reform measures put into motion by Chávez in 2009 aimed to centralize law enforcement and create a professionalized national police force. The new body, the National Bolivarian Police (PNB), would be less militarized and given human rights training from a civilian-run policing university. Officers would be vetted and their salaries would be doubled while a council that included human rights activists would oversee the reform’s implementation.

    According to Venezuela experts David Smilde and Rebecca Hanson, while “Venezuelans do not seem to think police corruption or inefficiency are major causes of crime, they do seem to believe that a professional police force and improved judicial and penal system could reduce crime.”

    However, challenges still exist. With just under 14,500 officers, the reformed force lacks manpower, as well as the funding and political will necessary to tackle the spiraling violence. Also, several of the reforms, such as the increased wages, have yet to be implemented.

    Despite Venezuelans support for the idea of citizen security reform, public support for the PNB appears to be one of its obstacles. For many citizens, the PNB’s tactics appear ineffective and “soft,” according to Smilde. While many residents prefer the humanist theory behind the force, many people in poor, crime-heavy areas see a more hard-line approach as the only option to target the sky-high levels of insecurity.

    A History of Military culture 

    Part of this public acceptance lies in the country’s entrenched military culture. The military dominated politics in Venezuela throughout the 19th century until the fall of a military dictatorship in 1958. The institution’s role then subsided, until Hugo Chávez was elected in 1998. Under Chávez’s “Bolivarian Revolution,” strong civil-military ties were forged, with troops being deployed to oversee social projects like food distribution and housing construction. Military members also gained personal voting rights and were placed in top positions in the government.

    Although Chávez initiated police reform, he focused even more attention and resources on the armed forces. Around the same time that he created the PNB, he set up two more militarized initiatives: the Bolivarian National Militia, a military-trained group of civilians that would act as liaisons between the army and the people, and the Bicentennial Security Dispositive, a military unit intended to target high-crime areas.

    Maduro has continued the military’s social and political role by surrounding himself with former and current military members, increasing the armed forces’ salary budget, creating new “Bolivarian militias” headed by former military members and pledging $4 billion (USD) to “increase the defensive capacity of the country.” He has also announced the creation of a new bank, television channel and cargo company, all for the armed forces.

    Given this context, as Smilde has noted, it is no wonder that for the average Venezuelan citizen, the military “represents order and efficiency against a background of chaos and dysfunction, and giving it an important social role appears logical.”

    Political motivations
    President Maduro visit and meets with Aviation High Command Source; Prensa Presidencial

    President Maduro visit and meets with Aviation High Command
    Source: Prensa Presidencial

    Maduro also has political motivations for sending in the military. Stuck in Chávez’s image, Maduro has been parroting his predecessor’s strategies and playing up the tight links between the military and the “Bolivarian Revolution.” In part, the troop deployment is a way to continue Chávez’s legacy and rally support for the government. Because of lingering popular support for Chávismo, the public has not turned on him and despite high inflation, shortages of basic goods, power blackouts, soaring murder rates, and corruption scandals, most polls indicate Maduro maintains a 45-50 percent approval rating.

    By deploying the military, Maduro has shown the public he is responding to the security problem. In general, amid calls for security improvement, it becomes politically difficult to wait for the gradual progress of police reform. “It is a political response to a political problem” according to Venezuelan expert and NYU professor Alejandro Velasco.

    What impact?

    Although the Maduro administration claims murders have dropped by over 30 percent, the Venezuelan Observatory of Violence projects the country will record 25,000 homicides in 2013 – 4,000 more than in 2012. Even in the areas where military presence has mitigated crime, what happens when the military leaves?

    Another concern is the lack of accountability for the military in Venezuela. Unlike the PNB, the armed forces are given no civilian human rights training and there is no mechanism for civilians to report incidents of abuse. There have been at least ten incidents of violations since July, including the shooting of a mother and her daughter by the National Guard. And while Maduro’s approval ratings have barely dipped, those for Plan Patria Segura show a downward trend.

    What now?

    In Venezuela and elsewhere, there are not a lot of hopeful choices to curb the immediate high crime levels. However, police reform is a key part of improving the security situation. As one U.S. State Department official recently said of Honduras, where a military police unit was just created, “the creation of a military police force distracts attention from civilian police reform efforts and strains limited resources.” This same logic applies to Venezuela – Maduro must politically and financially invest in police reform to strengthen and expand the role of the PNB. Police must also receive sufficient training, resources and supervision to ensure transparency. The public can begin to trust the police when they are the ones enforcing the rule of law.

    A line must be drawn between civilian and military leadership, and the role of the armed forces clearly defined and distinct from that of the police. To curb corruption, improved mechanisms for investigating police and military criminality must be established while civilian-led vetting and oversight systems put in place for police and military members. Finally, strong justice and penal systems are fundamental, otherwise those committing crimes will have little reason to stop doing so and prisons will continue to be violent bastions of criminal education. Police reform must not be pushed aside due to short-sighted politics; without a concerted effort to get troops off the streets, Venezuela is vulnerable to descending into an unchecked cycle of criminality, both in society and within its security forces.

    Sarah Kinosian is a program associate for Latin America at the Center for International Policy, a nongovernmental organization based in Washington D.C. that promotes transparency and accountability in U.S. foreign policy and global relations. She works on their Just the Facts project, monitoring U.S. defense and security assistance to Latin America and the Caribbean. 


    [1]  The Venezuelan government reports a rate of 56 homicides per 100,000 people in 2012. The Venezuelan Observatory of Violence (Observatorio Venezuelano de Violencia), a respected non-governmental security organization, estimates the rate was 73 per 100,000.

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